Overview
EAM was founded in 1993 and is principally owned by Timothy Dennis Atkinson. Excomp Asset
Management, LTD (“EAM” or “Advisor” or “We” or “Our”) provides Investment Advisory
Services to individuals (other than high net worth individuals), high net worth individuals. pension
and profit-sharing plans, trust estates, charitable organizations, and corporations. EAM manages
advisory accounts on a discretionary basis. We invest client accounts, primarily in mutual fund
shares. Account supervision is guided by the stated objective of the client (i.e., maximum capital
appreciation, growth, income, or growth and income). In certain instances, where deemed
appropriate by EAM, we may invest in exchange traded funds (“ETFs”) for certain clientaccounts.
EAM may purchase or sell an individual security when requested by a client. Such transactions are
not part of EAM’s discretionary authority and clients will not be charged an advisory fee for these
securities. EAM will not render an opinion regarding such buys or sells, they are provided as a
matter of convenience only. Generally, most requests will be to liquidate securities held by the
client, with the sale proceeds being “managed” as part of the portfolio.
When we provide investment advice
to you regarding your retirement plan account or individual
retirement account, we are fiduciaries within the meaning of Title I of the Employee Retirement
Income Security Act and/or the Internal Revenue Code, as applicable, which are laws governing
retirement accounts. The way we make money creates some conflicts with your interests, so we
operate under a special rule that requires us to act in your best interest and not put our interests ahead
of yours.
Under this special rule's provisions, we must:
• Meet a professional standard of care when making investment recommendations;
• Never put our financial interests ahead of yours when making recommendations;
• Avoid misleading statements about conflicts of interest, fees, and investments;
• Follow policies and procedures designed to ensure that we give advice that is in your best
interest;
• Charge no more than is reasonable for our services; and
• Give you basic information about conflicts of interest.
For more information about our conflicts of interest, please review items 5, 10, 11 and 14 or reach
out to us using the contact information on the cover page of this brochure.
As of March 31,2024, EAM managed approximate $137,121,477.00 on a discretionary basis.