9AT: NEW CENTURY PARTNERS

NEW CENTURY PARTNERS

NEW CENTURY PARTNERS

Adviser Profile

As of Date	02/23/2026
Registration	SEC, Approved, 05/04/1989
Contact Info	914 xxxxxxx

AUM^*	1,118,943,638 16%
of that, discretionary	1,118,943,638 16%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	372,981,213 16%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pension and profit sharing plans
- Other

Advisory Activities

- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

1B 959M 799M 639M 480M 320M 160M

2016 2018 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

NCP is a California corporation that has been in business since 1989. It serves as the investment adviser to pension and profit-sharing plans and other institutions. NCP’s President, Chief Compliance Officer, Portfolio Manager and sole owner is Steven D. Callow. As of November 30, 2023, NCP had total discretionary assets under management of $803,624,222. NCP only manages assets on a discretionary basis. NCP invests principally, but not solely, in mutual fund shares, corporate debt securities, U.S. government securities, private venture capital funds, private equity funds, commercial paper, certificates of deposit and other cash equivalents. NCP does not generally invest directly in individual stocks, and does not invest in derivatives, use leverage, or engage in short selling or hedging. The mutual funds and private investment funds that NCP selects may invest in U.S. and non-U.S. public and private equities, repurchase agreements, options, other derivatives, and other equity-related and debt securities, and use leverage and engage in short selling and hedging. To tailor its services to the individual needs of each

individually managed account, NCP:
• Manages each such account based on the client’s financial situation and investment objectives and in accordance with any restrictions that the client imposes on managing the account. NCP obtains this information from a client in a questionnaire or otherwise.
• At least quarterly, contacts each client (either in person or by telephone) to ask about any changes in the client’s financial situation or investment objectives and whether the client desires to impose or modify any restrictions on managing the account.
• Makes itself reasonably available to clients for consultation. NCP generally invests its clients’ assets directly in securities NCP selects, based on the investment objectives of each client. However, for one client pension plan, NCP selects mutual funds and constructs model portfolios of mutual funds that correspond to different investment strategies. The plan’s participants select from among individual mutual funds and/or the models in investing their assets in the plan; NCP does not invest the client’s assets in the portfolios or provide investment advice to the plan participants.