SMArtX Advisory Solutions (“SMArtX”) is an investment management firm (TAMP) established in 2018 to provide investment management and investment advisory services through other investment advisory or financial services firms (“Advisors”). As of February 15, 2024, SMArtX has assets under management of $22.9 billion SMArtX Advisory Solutions LLC is a wholly owned subsidiary of SMArtX Technology Solutions Inc. SMArtX owns and operates the SMArtX Platform and the Smart Xchange Platform (collectively, the “Platforms”) through which SMArtX offers its advisory services to Advisors. Through the Platforms, an Advisor can establish and manage a unified managed account (“UMA”). SMArtX provides access to investment strategies or models (each a “Model”) through the Platforms. Each Model is provided by either SMArtX, a traditional asset manager, a hedge fund or alternative investment manager, or an index provider (each a “Model Manager”). Excluding index providers, are registered either with the SEC or one or more state securities regulator or affiliated with same. A Model Manager provides SMArtX with securities and weights and transactional history associated with the Model in order for SMArtX to create and maintain the Model Portfolio. Each Model Manager provides additional content (“Model Manager Content”), including but not limited to commentaries on the Model and the underlying investment strategy, also including general commentaries on the markets and the economy, historical. performance, biographical information on relevant members of the Model Manager’s team, and descriptions of the investment strategy or strategies utilized in the Model. All Model Manager Content represents the opinions of the Model Manager providing the content, and should not be construed as personalized advice, and is subject to change without notice. SMArtX provides access to Model Manager Content and historical performance with relevant performance metrics for each Model available on the Platforms. An Advisor or Advisor’s Clients, (each a “User”) can review the information available and direct SMArtX to implement one or more Models in the UMA. When a User selects a Model for a UMA, the User will provide SMArtX with the amount of funds, either in terms of dollars or as a percent of the account’s value, in the UMA to be invested in the Model. When a User invests in a Model on SMArtX, SMArtX will implement the positions and trading activity of the Model in proportion to the amount of assets invested. The SMArtX platform will rebalance positions inside the sleeves automatically based on the drift parameters to bring the UMA in balance with the selected Model(s). SMArtX does not automatically rebalance the sleeves. The User shall be responsible for determining whether any Model or any combination of Models are appropriate and suitable for the UMA account holder. Users should consider the financial situation, investment goals and objectives, time horizon, liquidity, and risk tolerance (“Investment Considerations”) of the UMA account holder to determine if the select Model(s) are appropriate. The User is responsible for reviewing any changes to the Investment Considerations of the UMA account holder and making appropriate changes to the selected Model(s). Users may choose to direct SMArtX to buy or sell individual securities in the UMA directly rather than through a Model. This functionality is called Advisor as a Portfolio Manager (“APM”) and allows the User to direct a portion of the UMA’s assets rather than opening a separate account with a custodian. Users may choose to buy or sell stocks, ETFs, or Mutual Funds. Users may provide instructions to restrict the purchase or sale of certain securities from the UMA. Additionally, Users can provide instructions to harvest taxable gains or losses in the UMA. Users may add

or decrease leverage for any selected Model, provided that SMArtX will limit the leverage utilized to the UMA’s specified account configuration. For example, if a UMA has Regulation T margin, Users may choose to use leverage up to two times the account value. Certain Models may inherently apply leverage. Finally, if a Model invests in a security or other asset that does not fit with a UMA’s account configuration, SMArtX will exclude that investment from the UMA. Any of these customizations that are specific to a UMA may cause material performance differences between the selected Model(s) and the UMA. SMArtX Advisory Solutions LLC has added an extension of its platform services referred to as SMArtY, which is a manager-sponsored strategist platform that harnesses the power of SMArtX’s technology whereby end clients pay a platform fee only without the individual model fee charges. SMArtY is built on the same technology that is offered through the SMArtX platform. Advisors have the same UMA access to leading asset managers participating on the SMArtY portion of the overall platform, Assets Under Advisement Assets as of February 15, 2024 Regulatory Assets Under Management (RAUM) Discretionary $22,914,329,456 Non-Discretionary $0 Total RAUM $22,914,329,456 Assets Under Advisement $12,085,670,544 Total Client Assets Under Advisement $35,000,000,000 Source: SMArtX, assets as of 02/15/2024 Sub-advisor Services SMArtX acts as a sub-advisor to other investment advisors unaffiliated with SMArtX. These third- party advisors outsource some of their portfolio management services which they offer to their clients to SMArtX. These relationships are memorialized in each contract between SMArtX and the third-party advisors. SMArtX maintains a limited power of attorney to direct trading of each UMA (“Trading Discretion”) to purchase and sell securities in the UMA’s selected custodian. Trading Discretion is granted to SMArtX through a Sub-Advisory Agreement with an Advisor (“Advisor Sub- Advisory Agreement”). Custodians may require an additional agreement from each Client to grant Trading Discretion to SMArtX. A User may choose to terminate the relationship with SMArtX and revoke Trading Discretion of SMArtX at any time. SMArtX also provides services and solutions to registered broker-dealers, banks, trust companies, and larger registered investment advisors (“Third-Party Sponsors”) that want to offer their own third-party platforms (“Third-Party Platforms”) to Advisors and Clients. Third-Party Sponsors are responsible for selecting Models and Model Managers to participate on Third- Party Platforms. Third-Party Sponsors can charge different fee schedules than SMArtX to Advisors. Third-Party Sponsors maintain their own custodial accounts and/or custodial relationships and offer execution and clearing services. Third-Party Sponsors can offer additional services and have different requirements and qualifications for participating. Advisors should carefully review a Third-Party Sponsor’s Disclosure Brochure to understand the terms and conditions of the Third-Party Platform. SMArtX makes available OCIO consulting services to its professional advisors. An advisor on its platform provides their specific instructions for a portfolio construction and our service will provide them with selections of various asset classes for them to consider. A conflict of interest exists with SMArtX, which does not generally recommend any strategy, where fees are assessed separately by the individual portfolio manager and SMArtX can receive an overall higher fee from a customized portfolio created under its OCIO service. SMArtX does not currently offer a “wrap fee program” to Advisors.