Adviser Profile

As of Date 03/31/2026
Registration SEC, Approved, 02/26/2010
ADV Location RED BANK, NJ, United States
Contact Info 732 xxxxxxx
AUM* 140,511,839 -17%
of that, discretionary 140,511,839 -17%
Number of Employees 6
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 140,511,839 -17%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 1B 850M 637M 425M 212M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker00400R858 Stock NameABSOLUTE SHS TR $ Position$29,606,213 % Position8.00% $ Change # Change
Stck Ticker00400R809 Stock NameABSOLUTE SHS TR $ Position$18,772,015 % Position5.00% $ Change # Change
Stck Ticker00400R700 Stock NameABSOLUTE SHS TR $ Position$17,491,202 % Position5.00% $ Change # Change
Stck Ticker00400R601 Stock NameABSOLUTE SHS TR $ Position$15,571,658 % Position4.00% $ Change # Change
Stck Ticker35473M105 Stock NameFRANKLIN TEMPLETON HOLDINGS $ Position$7,740,727 % Position2.00% $ Change # Change
Stck Ticker281020107 Stock NameEDISON INTL $ Position$3,275,903 % Position1.00% $ Change # Change
Stck Ticker134429109 Stock NameTHE CAMPBELLS COMPANY $ Position$2,265,861 % Position1.00% $ Change # Change
Stck Ticker26922A719 Stock NameETF SER SOLUTIONS $ Position$2,294,233 % Position1.00% $ Change # Change
Stck Ticker370334104 Stock NameGENERAL MILLS INC $ Position$2,289,291 % Position1.00% $ Change # Change
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$2,881,394 % Position1.00% $ Change # Change