9AT: ARROWMARK ASSET MANAGEMENT, LLC

Advisers
ARROWMARK ASSET MANAGEMENT, LLC
Summary

ARROWMARK ASSET MANAGEMENT, LLC

ARROWMARK ASSET MANAGEMENT, LLC

STONECASTLE-ARROWMARK ASSET MANAGEMENT, LLC

INVESTMENT ADVISER

Summary Contacts Filings Brochure Private Funds Service Providers

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Adviser Profile

As of Date	03/25/2026
Registration	SEC, Approved, 02/07/2020
ADV Location	DENVER, CO, United States
Contact Info	303 xxxxxxx
Websites

Details

HTTP://www.arrowmarkpartners.com

AUM^*	224,437,987 14%
of that, discretionary	224,437,987 14%
Number of Employees	5
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	224,437,987 14%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

224M 192M 160M 128M 96M 64M 32M

2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

ArrowMark Asset Management, LLC was formed in December 2019 and is a wholly- owned subsidiary of ArrowMark Intermediate HoldCo, LLC. ArrowMark Intermediate HoldCo LLC is a wholly-owned subsidiary of Arrowmark Colorado Holdings LLC. ArrowMark provides investment management services to ArrowMark Financial Corp., a non-diversified, closed-end management investment company registered with the SEC under the Investment Company Act of 1940, as amended (“BANX”). ArrowMark may also offer advice on fixed income securities (including, without limitation, trust preferred securities, subordinated debt securities and structured finance securities) issued by financial institutions

(including, without limitation, banks, thrifts, credit unions or similar financial institutions or holding companies thereof) or special purpose vehicles or corporations, and to a lesser extent, equity securities. ArrowMark will tailor its advisory services according to the individual needs and requests of clients. Additionally, clients may impose restrictions on investing in certain securities or types of securities. All such features and restrictions would be set forth in a client’s written advisory agreement with ArrowMark. ArrowMark does not participate in wrap fee programs. ArrowMark has discretionary assets under management of $196,625,096 as of December 31, 2023.

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ARROWMARK ASSET MANAGEMENT, LLC

ARROWMARK ASSET MANAGEMENT, LLC

STONECASTLE-ARROWMARK ASSET MANAGEMENT, LLC

INVESTMENT ADVISER

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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ARROWMARK ASSET MANAGEMENT, LLC ARROWMARK ASSET MANAGEMENT, LLC STONECASTLE-ARROWMARK ASSET MANAGEMENT, LLC INVESTMENT ADVISER

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

ARROWMARK ASSET MANAGEMENT, LLC

ARROWMARK ASSET MANAGEMENT, LLC

STONECASTLE-ARROWMARK ASSET MANAGEMENT, LLC

INVESTMENT ADVISER