Adviser Profile

As of Date 05/11/2026
Registration SEC, Approved, 10/23/2013
ADV Location NEWPORT BEACH, CA, United States
Contact Info 949 xxxxxxx
Websites
AUM* 174,497,944 -21%
of that, discretionary 174,497,944 -21%
Number of Employees 3
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 174,497,944 -21%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Investment companies

Advisory Activities

- Portfolio management for investment companies

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

221M 189M 158M 126M 95M 63M 32M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees