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Adviser Profile

As of Date 08/19/2026
Registration SEC, Approved, 07/02/1987
ADV Location HONG KONG, Hong Kong
Contact Info 852 xxxxxxx
AUM* 149,475,491,778 71%
of that, discretionary 149,475,491,778 71%
Number of Employees 309 12%
of those in investment advisory functions 106 8%
Private Fund GAV* 0
Avg Account Size 506,696,582 148%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Banking or thrift institutions
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

149B 128B 107B 85B 64B 43B 21B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

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Brochure Summary