9AT: NEO-CRITERION CAPITAL LIMITED

other names

NEO-CRITERION CAPITAL LIMITED
NEO-CRITERION CAPITAL SINGAPORE PTE. LTD.
NEO-CRITERION CAPITAL MANAGEMENT LIMITED

Adviser Profile

As of Date	02/05/2025
ADV Location	HONG KONG, Hong Kong
Adviser Type - Mid-sized advisory firm - Outside the United States
Number of Employees	7 -65%
of those in investment advisory functions	5 -62%
Registration	SEC, Approved, 02/24/2016

AUM^*	32,439,115 -10%
of that, discretionary	32,439,115 -97%
Private Fund GAV^*	32,439,115
Avg Account Size	32,439,115 -92%
SMA’s	Yes
Private Funds	2 1
Contact Info	+65 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$32,439,115

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser BLUESHIFT ASSET MANAGEMENT	Hedge Fund123.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV123.0m	AUM529.0m	#Funds4
Adviser CONDIRE MANAGEMENT, LP	Hedge Fund2.0b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.0b	AUM1.2b	#Funds5
Adviser ANCORA ALTERNATIVES LLC	Hedge Fund958.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV958.2m	AUM1.0b	#Funds39
Adviser BELSTAR MANAGEMENT COMPANY, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM649.4m	#Funds-
Adviser KINETIC PARTNERS MANAGEMENT, LP	Hedge Fund2.2b	Liquidity Fund-	Private Equity Fund62.7m	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.3b	AUM2.3b	#Funds11
Adviser VESTAL POINT CAPITAL, LP	Hedge Fund1.3b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3b	AUM2.8b	#Funds3
Adviser MOUNT LUCAS MANAGEMENT LP	Hedge Fund233.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV233.4m	AUM1.1b	#Funds1
Adviser PALO ALTO INVESTORS LP	Hedge Fund671.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV671.0m	AUM667.0m	#Funds12
Adviser PRAESIDIUM INVESTMENT MANAGEMENT	Hedge Fund186.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV186.2m	AUM693.5m	#Funds3
Adviser PRIME CAPITAL MANAGEMENT COMPANY LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.0b	#Funds-

Brochure Summary

Overview

A. Advisory Business and Ownership Neo-Criterion Capital Limited. (“NCC”, the “Firm”) is a company incorporated in Hong Kong on December 20th, 2013, and acts as the investment manager to the NCC China A-Share Master Fund and the NCC China A-Share Offshore Feeder Fund (collectively, the “Fund”). The Fund is incorporated in the Cayman Islands as an exempted company with limited liability. The Firm is wholly owned by Neo-Criterion Cayman Management, which is owned by KY Capital Holdings Limited, which is majority own by Ji Liu. B. Services Offered The principal activity of NCC is to provide discretionary investment management services including investment advisory services, specializing in China and Greater China equities investments. The Firm provides investment management services to the Fund based on specific investment objectives and strategies. The Fund’s offering documents (as amended and supplemented from time to time) set forth the investment guidelines and/or the types of investments in which the assets of the Fund may invest. In addition to the services provided to the Fund, NCC, together with its affiliate, Neo- Criterion Capital Limited, provides investment management services to separately managed accounts

(“SMA”). C. Ability to Tailor Services and Impose Restrictions The investment objectives and strategy for the Fund are described in the Fund’s offering documents. NCC provides investment management services to the Fund based on the specific investment objectives and strategies of the Fund and not individually to investors in the Fund (the “Investors”). Since the Firm does not provide tailored advice to the Fund’s Investors, such investors should consider whether the Fund’s investment strategies are in line with their risk tolerance. The Fund may from time to time enter into side letter agreements or other similar agreements (“Side Letters”) providing investors with additional and/or different rights and benefits. Directors may also reduce the minimum subscription amounts in consultations with the Firm, subject to requirements by applicable laws. D. Client Assets As of December 31st, 2023, NCC together with its affiliate had approximately USD $35,864,223 of regulatory assets under management on a discretionary basis. The performance of the Fund will be reported, fees will be calculated, and all subscriptions and redemptions will be transacted, in US dollars (US$). Base currency of the SMA portfolios can be in currencies other than US dollars.

NEO-CRITERION CAPITAL LIMITED

Adviser Profile

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Brochure Summary

Overview