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Adviser Profile

As of Date 03/19/2024
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 14
of those in investment advisory functions 5
Registration SEC, Approved, 10/23/1986
AUM* 1,144,600,000 -6.00%
of that, discretionary 1,144,600,000 -6.00%
Private Fund GAV* 233,415,865 -7.37%
Avg Account Size 76,306,667 31.61%
% High Net Worth 6.45% 100.00%
SMA’s Yes
Private Funds 1
Contact Info 267 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- State or municipal government entities
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 950M 712M 475M 237M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$233,415,865

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Top Holdings

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Stck Ticker46137V258 Stock NameINVESCO S&P 500 PURE VALUE E $ Position$24,694,536 % Position9.00% $ Change # Change
Stck Ticker500767306 Stock NameKRANESHARES CSI CHINA INTERN $ Position$25,427,104 % Position9.00% $ Change779.00% # Change923.00%
Stck Ticker233051879 Stock NameXTRACKERS HARVEST CSI 300 CH $ Position$18,529,000 % Position6.00% $ Change # Change
Stck Ticker500767306 Stock NameKRANESHARES CSI CHINA INTERN $ Position$16,093,696 % Position6.00% $ Change457.00% # Change548.00%
Stck Ticker464287457 Stock NameISHARES 1-3 YEAR TREASURY BO $ Position$16,282,130 % Position6.00% $ Change509.00% # Change518.00%
Stck Ticker47215P106 Stock NameJD.COM INC-ADR $ Position$13,868,000 % Position5.00% $ Change73.00% # Change100.00%
Stck Ticker464288661 Stock NameISHARES 3-7 YEAR TREASURY BO $ Position$9,154,333 % Position3.00% $ Change242.00% # Change253.00%
Stck Ticker00123Q104 Stock NameAGNC INVESTMENT CORP $ Position$4,810,383 % Position2.00% $ Change-10.00% # Change3.00%
Stck Ticker035710839 Stock NameANNALY CAPITAL MANAGEMENT IN $ Position$4,794,600 % Position2.00% $ Change-9.00% # Change0.00%
Stck Ticker760759100 Stock NameREPUBLIC SERVICES INC $ Position$3,129,355 % Position1.00% $ Change-5.00% # Change-5.00%

Brochure Summary