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Adviser Profile

As of Date 03/21/2025
Adviser Type - Large advisory firm
- An investment adviser (or subadviser) to an investment company
Number of Employees 15 7.14%
of those in investment advisory functions 5
Registration SEC, Approved, 10/23/1986
AUM* 1,120,600,000 -7.97%
of that, discretionary 1,120,600,000 -7.97%
Private Fund GAV* 233,415,865 -7.37%
Avg Account Size 86,200,000 48.67%
% High Net Worth 6.67% 100.00%
SMA’s Yes
Private Funds 1
Contact Info 267 xxxxxxx
Websites

Client Types

- Investment companies
- Pooled investment vehicles
- State or municipal government entities
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

2B 1B 1B 950M 712M 475M 237M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$233,415,865

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker46090E103 Stock NameINVESCO QQQ TRUST SERIES 1 $ Position$24,063,568 % Position8.00% $ Change # Change
Stck Ticker500767306 Stock NameKRANESHARES CSI CHINA INTERN (CALL) $ Position$19,214,464 % Position6.00% $ Change # Change
Stck Ticker233051879 Stock NameXTRACKERS HARVEST CSI 300 CH (CALL) $ Position$18,599,000 % Position6.00% $ Change # Change
Stck Ticker47215P106 Stock NameJD.COM INC-ADR (CALL) $ Position$16,448,000 % Position5.00% $ Change # Change
Stck Ticker464286400 Stock NameISHARES MSCI BRAZIL ETF (CALL) $ Position$10,340,000 % Position3.00% $ Change # Change
Stck Ticker464287440 Stock NameISHARES 7-10 YEAR TREASURY B $ Position$6,845,849 % Position2.00% $ Change219.00% # Change209.00%
Stck Ticker464288661 Stock NameISHARES 3-7 YEAR TREASURY BO $ Position$6,862,344 % Position2.00% $ Change-25.00% # Change-27.00%
Stck Ticker464287457 Stock NameISHARES 1-3 YEAR TREASURY BO $ Position$6,851,450 % Position2.00% $ Change-58.00% # Change-58.00%
Stck Ticker035710839 Stock NameANNALY CAPITAL MANAGEMENT IN $ Position$5,709,141 % Position2.00% $ Change19.00% # Change7.00%

Brochure Summary