HSBC GLOBAL ASSET MANAGEMENT
Company Profile
| AUM* | 570,094,401,486 42% |
| of that, discretionary | 417,926,176,137 7% |
| Private Fund GAV* | 2,768,361,733 0% |
| Avg Account Size | 44,566,479 49% |
| High Net Worth | 14.00% 49% |
| SMA’s | Yes |
| Private Funds | 17 1 |
Adviser Type
- Outside the United States
- An investment adviser (or subadviser) to an investment company
Number of Employees 1,298 -1%
of those in investment advisory functions 767 11%
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above
Advisory Activities
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
Disclosure Reporting
| 11.A(2) | Charged with felony |
| 11.C(2) | SEC/CFTC found violation |
| 11.C(4) | SEC/CFTC order in investment-related activity |
| 11.C(5) | SEC/CFTC civil penalty / cease and desist |
| 11.D(1) | Other regulator found dishonest/unethical |
| 11.D(2) | Other regulator found violation |
| 11.D(4) | Other regulator order (past 10 yrs) |
| 11.D(5) | Other regulator denied/suspended/revoked license |
| 11.E(1) | SRO found false statement |
| 11.E(2) | SRO found rule violation |
| 11.G | Currently subject to regulatory proceeding |
Recent News
Reported AUM
Private Funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date11/25/2025 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date12/11/2024 | Form ADV-E View Report |
| Accounting Firm Name PRICEWATERHOUSECOOPERS LLP | Filing Date10/20/2023 | Form ADV-E View Report |
Private Funds Structure
| SEC Fund Type | Count | GAV |
|---|---|---|
| SEC Fund TypePrivate Equity Fund | Count16 | GAV$2,686,700,944 |
| SEC Fund TypeReal Estate Fund | Count1 | GAV$81,660,789 |