Adviser Profile

As of Date 03/12/2026
Registration SEC, Approved, 05/06/1960
ADV Location BOSTON, MA, United States
Contact Info 617 xxxxxxx
Websites
AUM* 1,674,306,720 40%
of that, discretionary 1,672,376,430 40%
Number of Employees 21 5%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 1,556,047 26%
% High Net Worth 33.09% 14%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

2B 1B 1B 956M 717M 478M 239M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAKER NEWMAN & NOYES LLC Filing Date09/17/2025 Form ADV-E View Report
Accounting Firm Name WALTER SHUFFAIN, P.C. Filing Date06/13/2024 Form ADV-E View Report
Accounting Firm Name WALTER SHUFFAIN, P.C. Filing Date03/30/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079k305 Stock NameALPHABET INC CL A $ Position$73,229,401 % Position6.00% $ Change11.00% # Change-10.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$71,894,964 % Position6.00% $ Change14.00% # Change0.00%
Stck Ticker67066g104 Stock NameNVIDIA CORP $ Position$82,499,308 % Position6.00% $ Change14.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$58,135,913 % Position5.00% $ Change0.00% # Change-1.00%
Stck Ticker464285204 Stock NameISHARES GOLD TRUST $ Position$68,840,353 % Position5.00% $ Change-15.00% # Change-1.00%
Stck Ticker023135106 Stock NameAMAZON.COM INC $ Position$45,372,309 % Position4.00% $ Change14.00% # Change0.00%
Stck Ticker11135f101 Stock NameBROADCOM INC $ Position$44,638,340 % Position4.00% $ Change21.00% # Change-1.00%
Stck Ticker46625h100 Stock NameJP MORGAN CHASE & CO $ Position$32,667,534 % Position3.00% $ Change11.00% # Change0.00%
Stck Ticker81369y506 Stock NameSS ENERGY SELECT SECTOR $ Position$40,676,790 % Position3.00% $ Change-14.00% # Change0.00%
Stck Ticker81369y803 Stock NameSTE ST TECH SELECT SECTOR SPDR ETF $ Position$33,336,809 % Position3.00% $ Change43.00% # Change0.00%

Brochure Summary