Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 06/02/2021
Other registrations (3)
Contact Info 850 xxxxxxx
Websites
AUM* 200,285,400 40%
of that, discretionary 198,184,800 42%
Number of Employees 2
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 715,305 29%
% High Net Worth 34.40% 48%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

198M 170M 142M 113M 85M 57M 28M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NamePowerShares QQQ Trust $ Position$34,041,035 % Position20.00% $ Change7.00% # Change-2.00%
Stck Ticker464287465 Stock NameiShares MSCI EAFE Fund $ Position$12,338,844 % Position7.00% $ Change5.00% # Change1.00%
Stck Ticker464287655 Stock NameiShares Russell 2000 Fund $ Position$10,081,827 % Position6.00% $ Change13.00% # Change1.00%
Stck Ticker315912808 Stock NameFidelity NASDAQ Composite Index Fund $ Position$7,678,904 % Position5.00% $ Change7.00% # Change-4.00%
Stck Ticker464287234 Stock NameiShares MSCI Emerging Markets Fund $ Position$5,835,017 % Position3.00% $ Change10.00% # Change0.00%
Stck Ticker922042858 Stock NameVanguard FTSE Emerging Markets Fund $ Position$5,322,752 % Position3.00% $ Change9.00% # Change0.00%
Stck Ticker617446448 Stock NameMorgan Stanley $ Position$3,019,233 % Position2.00% $ Change11.00% # Change-2.00%
Stck Ticker38141G104 Stock NameGoldman Sachs Group $ Position$3,262,381 % Position2.00% $ Change7.00% # Change-5.00%
Stck Ticker00287Y109 Stock NameAbbVie $ Position$2,667,881 % Position2.00% $ Change25.00% # Change0.00%
Stck Ticker09260D107 Stock NameBlackstone $ Position$2,626,648 % Position2.00% $ Change18.00% # Change3.00%

Brochure Summary