Overview
Titletown Wealth Management, LLC (hereinafter called “TWM”) is a Registered Investment
Adviser based in Green Bay, Wisconsin, and incorporated under the laws of the State of
Wisconsin. TWM is owned by Adam Gafner and Gary Brewton. TWM is registered with the
U.S. Securities and Exchange Commission (“SEC”) under the rules and regulations of the US
Investment Advisers Act of 1940, as amended (the "Advisers Act"). Founded in April 2020,
TWM provides investment advisory services, which may include, but are not limited to, the
review of client investment objectives and goals, recommending asset allocation strategies of
managed assets among investment products such as cash, stocks, mutual funds and bonds,
annuities, and/or preparing written investment strategies. Our investment advice is tailored to
meet our clients’ needs and investment objectives. Clients may impose restrictions on investing
in certain securities or types of securities (such as a product type, specific companies, specific
sectors, etc.) by providing a signed and dated written notification, of which an e-mail is also an
acceptable form of notification. TWM also provides financial planning consulting services
including, but not limited to, risk assessment/management, investment planning, estate planning,
financial organization, or financial decision making/negotiation.
TWM provides investment advisory and other financial
services through its Investment Advisory
Representatives ("IAR") to accounts opened with TWM. Managed Accounts are available to
individuals and high net worth individuals.
TWM provides discretionary and non-discretionary investment advisory services to some of its
clients through various managed account programs. TWM will assist clients in determining the
suitability of the Managed Account Programs for the client. The IAR is compensated through a
comprehensive single fee and the account may be assessed other charges associated with
conducting a brokerage business. TWM and its IAR, as appropriate, will be responsible for the
following:
• Performing due diligence
• Recommending strategic asset and style allocations
• Providing research on investment product options, as needed
• Providing client risk profile questionnaire
• Obtaining investment advisory contract from client with required financial, risk tolerance,
suitability and investment vehicle selection information for each new account
• Performing client suitability check on account documentation, review the investment
objectives and evaluate the investment vehicle selections
• Providing Firm Brochure (this document)
As of March 8, 2024, the firm had approximately $108,517,715 of reportable client
assets under its management on a discretionary basis.
Form ADV, Part 2A, Item 5