Adviser Profile

As of Date 08/12/2026
Registration SEC, Approved, 05/14/1984
ADV Location FULLERTON, CA, United States
Contact Info 714 xxxxxxx
Websites
AUM* 1,473,498,385 20%
of that, discretionary 1,332,348,401 23%
Number of Employees 17 13%
of those in investment advisory functions 10 11%
Private Fund GAV* 0
Avg Account Size 343,473 5%
% High Net Worth 33.33% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

1B 1B 952M 761M 571M 381M 190M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker14019W109 Stock NameCAPITAL GROUP INTL FOCUS EQT $ Position$59,192,735 % Position7.00% $ Change19.00% # Change1.00%
Stck Ticker92203J407 Stock NameVANGUARD CHARLOTTE FDS $ Position$52,323,172 % Position6.00% $ Change3.00% # Change2.00%
Stck Ticker921908844 Stock NameVANGUARD SPECIALIZED FUNDS $ Position$53,219,193 % Position6.00% $ Change16.00% # Change5.00%
Stck Ticker25434V666 Stock NameDIMENSIONAL ETF TRUST $ Position$40,828,781 % Position5.00% $ Change71.00% # Change54.00%
Stck Ticker25434V807 Stock NameDIMENSIONAL ETF TRUST $ Position$44,713,872 % Position5.00% $ Change7.00% # Change5.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$37,851,497 % Position4.00% $ Change23.00% # Change5.00%
Stck Ticker025072133 Stock NameAMERICAN CENTY ETF TR $ Position$39,156,730 % Position4.00% $ Change29.00% # Change19.00%
Stck Ticker25434V864 Stock NameDIMENSIONAL ETF TRUST $ Position$37,993,378 % Position4.00% $ Change16.00% # Change16.00%
Stck Ticker72201R775 Stock NamePIMCO ETF TR $ Position$37,846,023 % Position4.00% $ Change18.00% # Change18.00%
Stck Ticker72201R585 Stock NamePIMCO ETF TR $ Position$24,090,750 % Position3.00% $ Change12.00% # Change11.00%