Adviser Profile

As of Date 05/04/2026
Registration SEC, Approved, 04/22/2016
ADV Location VESTAVIA HILLS, AL, United States
Contact Info 205 xxxxxxx
Websites
AUM* 808,066,543 40%
of that, discretionary 740,557,262 39%
Number of Employees 9
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 344,444 6%
% High Net Worth 28.93% 17%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

741M 635M 529M 423M 317M 212M 106M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$65,641,173 % Position11.00% $ Change20.00% # Change4.00%
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$54,134,224 % Position9.00% $ Change3.00% # Change4.00%
Stck Ticker26922A222 Stock NameETF SER SOLUTIONS $ Position$51,459,699 % Position8.00% $ Change15.00% # Change4.00%
Stck Ticker46434V456 Stock NameISHARES TR $ Position$40,267,634 % Position7.00% $ Change15.00% # Change7.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$44,064,147 % Position7.00% $ Change27.00% # Change4.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$36,549,523 % Position6.00% $ Change3.00% # Change3.00%
Stck Ticker464287614 Stock NameISHARES TR $ Position$22,025,026 % Position4.00% $ Change16.00% # Change300.00%
Stck Ticker26922A388 Stock NameETF SER SOLUTIONS $ Position$23,990,607 % Position4.00% $ Change14.00% # Change8.00%
Stck Ticker025072604 Stock NameAMERICAN CENTY ETF TR $ Position$25,609,700 % Position4.00% $ Change40.00% # Change17.00%
Stck Ticker464288208 Stock NameISHARES TR $ Position$23,337,141 % Position4.00% $ Change27.00% # Change10.00%

Brochure Summary