Overview
Walsky Investment Management, Inc. is a SEC registered investment adviser with its principal place
of business located in Pennsylvania (PA). Walsky Investment Management, Inc. began conducting
business in 1996. Listed below are the firm's principal shareholders (i.e., those individuals and/or
entities controlling 25% or more of this company).
• Craig Douglas Hafer, Chairman, President, & Treasurer
Walsky Investment Management, Inc. offers the following advisory services to our clients:
INVESTMENT SUPERVISORY SERVICES ("ISS") INDIVIDUAL PORTFOLIO
MANAGEMENT
Our firm provides continuous advice to a client regarding the investment of client funds based on the
individual needs of the client. Through personal discussions in which goals and objectives based on
a client's particular circumstances are established, we develop a client's personal investment policy
and create and manage a portfolio based on that policy. During our data-gathering process, we
determine the client’s individual objectives, time horizons, risk tolerance, and liquidity needs. As
appropriate, we also review and discuss a client's prior investment history, as well as family
composition and background.
We manage these advisory accounts on a discretionary basis. (We do not manage any accounts on a
non-discretionary basis.) Account supervision is guided by the client's stated objectives (i.e., growth,
income, or growth and income), as well as
tax considerations. Clients may impose reasonable
restrictions on investing in certain securities, types of securities, or industry sectors.
Our investment recommendations are not limited to any specific product or service offered by a
broker-dealer or insurance company and will generally include advice regarding the following
securities:
• Exchange-listed securities
• Corporate debt securities (other than commercial paper)
• Commercial paper
• Certificates of deposit
• Municipal securities
• Mutual fund shares
• United States government securities
Because some types of investments involve certain additional degrees of risk, they will only be
implemented/recommended when consistent with the client's stated investment objectives,
tolerance for risk, liquidity and suitability.
PUBLICATION OF PERIODICALS
Walsky Investment Management, Inc. publishes a quarterly newsletter providing general information
on various financial topics including, but not limited to, the current economic environment, market
trends, etc. No specific investment recommendations are provided in this newsletter and the
information provided does not purport to meet the objectives or needs of any individual. This
newsletter is distributed free of charge to our advisory clients.
AMOUNT OF MANAGED ASSETS
As of 12/31/2023, we were actively managing $116,997,451 of clients' assets on a discretionary basis.