Adviser Profile

As of Date 08/25/2026
Registration SEC, Approved, 02/16/1979
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 337,052,098 27%
of that, discretionary 335,986,882 27%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 826,108 9%
% High Net Worth 45.75% 27%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

284M 244M 203M 162M 122M 81M 41M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PLANTE MORAN Filing Date07/23/2024 Form ADV-E View Report
Accounting Firm Name PLANTE MORAN Filing Date10/17/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$14,589,630 % Position6.00% $ Change23.00% # Change-1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$12,048,516 % Position5.00% $ Change25.00% # Change10.00%
Stck Ticker74762E102 Stock NameQUANTA SVCS INC $ Position$10,344,455 % Position4.00% $ Change55.00% # Change18.00%
Stck Ticker911363109 Stock NameUNITED RENTALS INC $ Position$10,387,185 % Position4.00% $ Change29.00% # Change-17.00%
Stck Ticker36828A101 Stock NameGE VERNOVA INC $ Position$7,633,065 % Position3.00% $ Change64.00% # Change22.00%
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$7,498,909 % Position3.00% $ Change6.00% # Change2.00%
Stck Ticker031162100 Stock NameAMGEN INC $ Position$4,301,986 % Position2.00% $ Change25.00% # Change21.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$4,070,609 % Position2.00% $ Change0.00% # Change-12.00%
Stck Ticker00287Y109 Stock NameABBVIE INC $ Position$6,234,192 % Position2.00% $ Change12.00% # Change-3.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$4,605,089 % Position2.00% $ Change1.00% # Change-3.00%

Brochure Summary