Adviser Profile

As of Date 07/10/2026
Registration SEC, Approved, 07/15/2022
Other registrations (2)
ADV Location SAN RAFAEL, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 144,815,568 17%
of that, discretionary 144,815,568 17%
Number of Employees 9 -10%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,012,696 19%
% High Net Worth 45.77% 5%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

145M 124M 103M 83M 62M 41M 21M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker92204A702 Stock NameVANGUARD WORLD FD $ Position$8,288,353 % Position6.00% $ Change # Change
Stck Ticker09260D107 Stock NameBLACKSTONE INC $ Position$6,479,616 % Position5.00% $ Change # Change
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$7,122,027 % Position5.00% $ Change # Change
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$4,768,468 % Position4.00% $ Change16.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$4,365,740 % Position3.00% $ Change15.00% # Change1.00%
Stck Ticker369604301 Stock NameGENERAL ELECTRIC CO $ Position$3,479,426 % Position3.00% $ Change34.00% # Change1.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$3,929,597 % Position3.00% $ Change10.00% # Change-1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$3,755,565 % Position3.00% $ Change8.00% # Change7.00%
Stck Ticker75513E101 Stock NameRAYTHEON TECHNOLOGIES CORP $ Position$4,046,372 % Position3.00% $ Change-1.00% # Change0.00%
Stck Ticker808524797 Stock NameSCHWAB STRATEGIC TR $ Position$2,092,004 % Position2.00% $ Change26.00% # Change22.00%

Brochure Summary