TJT Capital Group, LLC is an SEC registered investment adviser located in Stamford, Connecticut. We are organized as a limited liability company under the laws of the state of Delaware. Timothy McMullan, James A. Cook and Timothy McFadden are the Managing Members and Principal Owners of TJT Capital Group, LLC. TJT Capital Group, LLC has been providing investment advisory services since 2009. We offer the following investment advisory services, which are tailored to meet the needs of each individual client:
• Portfolio Management services for individuals and/or small businesses
• Portfolio Management services for businesses or institutional clients (other than investment companies) The following paragraphs describe our investment advisory services. Please refer to the description of each investment advisory service listed below for information on how we tailor our advisory services to your individual needs. Throughout this brochure, the words “we”, “our” and “us” refer to TJT Capital Group, LLC and the words “you”, “your” and “client” refer to you as either a client or prospective client of our firm. Also, you may see the term Associated Person throughout this brochure. As used in this brochure, our Associated Persons are our firm’s officers, employees, and all individuals providing investment advice on behalf of our firm. Portfolio Management Services Directly Managed Accounts TJT Capital Group, LLC primarily focuses on asset allocation and mutual fund and exchange-traded fund (ETFs) selection for the investment management of its client accounts, on a discretionary basis, among our investment objective categories. The allocation and selection are tailored to the client’s stated investment goals and objectives in conjunction with our assessment of risk conditions. We are authorized, without prior consultation or approval with a client, to buy, sell, trade and allocate in and among stocks, bonds, ETFs, mutual funds, sub-advisers, independent investment managers and/or programs (with or without discretion, depending upon the independent investment manager or program) and other securities and/or contracts relating to the same, on margin (only if written authorization has been granted) or otherwise, and to give instructions in furtherance of such authority to the registered broker-dealer and the custodian of the assets. We provide investment management services where the investment strategy and advice is tailored in an attempt to meet the needs of the client’s designated investment goals and objectives. Unless the client has advised us to the contrary, in writing, there are no restrictions that the client has imposed upon the adviser with respect to the management of the assets. At the opening of the account, TJT Capital Group, LLC, through its designated representatives, shall obtain from the client information sufficient to determine the client’s financial situation and investment objectives. The client’s account is managed on the basis of the client’s financial situation and investment objectives in conjunction with our assessment of risk conditions. At least TJT Capital Group, LLC Page 5 March 27, 2024 quarterly, TJT Capital Group, LLC shall notify the client to advise TJT Capital Group, LLC whether the client’s financial situation or investment objectives have changed, or if the client wants to impose and/or modify any reasonable restrictions on the management of his/her/its account. At least annually, TJT Capital Group, LLC shall contact the client to determine whether the client’s financial situation or investment objectives have changed, or if the client wants to impose and/or modify any reasonable restrictions on the management of his/her/its account(s). TJT Capital Group, LLC shall be reasonably available to consult with the client relative to the status of the client’s account. Independent Managers We may allocate (and/or recommend that the client allocate) a portion of a client’s investment assets among unaffiliated independent investment managers in accordance with the client’s designated investment objectives. In such situations, the Independent Manager[s] shall have day-to-day responsibility for the active discretionary management of the allocated assets. TJT Capital Group, LLC shall continue to render investment supervisory services to the client relative to the ongoing monitoring and review of account performance, asset allocation and client investment objectives. Factors which TJT Capital Group, LLC shall consider in recommending Independent Manager[s] include the client’s designated investment objectives, management style, performance, reputation, financial strength,

reporting, pricing, and research. Client Obligations The client agrees to promptly provide information and/or documentation requested by the adviser as it pertains to client’s objectives, needs and goals, and maintains exclusive responsibility to keep the adviser informed of any changes. The adviser shall not be required to verify any information obtained from the client, the client’s attorney, accountant or other professionals, and is expressly authorized to rely thereon. Non-Investment Consulting/Implementation Services TJT Capital Group, LLC does not hold itself out as providing financial planning, estate planning, or insurance planning services. If requested by the client, we may provide limited advice regarding non-investment related matters. We are not an attorney, accountant or insurance agent, and no portion of our services should be construed as same. To the extent requested by a client, we may recommend the services of other professionals for certain non-investment implementation purposes (i.e., attorneys, accountants, insurance, etc.). The client is under no obligation to engage the services of any such recommended professional. The client retains absolute discretion over all such implementation. TJT CAPITAL GROUP, LLC INVESTMENT OBJECTIVE CATEGORIES TJT Capital Group, LLC offers the following four general investment objective categories: Aggressive Growth: This investment objective category is best suited for aggressive long-term investors willing to accept higher volatility in the pursuit of potentially higher returns over a full market cycle. The focus is on using open-end mutual funds, closed-end mutual funds, exchange traded funds (ETFs), and individual equities with risk/return characteristics that, in the opinion of management, have the potential to meet the objectives. Funds may include domestic, international and emerging market equities and fixed-income securities, currency and commodity funds. Growth: This investment objective category is suited for investors with a long-term investment time horizon willing to tolerate above average risk and volatility with the goal of achieving above-average growth of principal. The focus is on using open-end mutual funds, closed-end mutual funds, ETFs, and individual equities TJT Capital Group, LLC Page 6 March 27, 2024 that invest in domestic large-, mid- and small-capitalized securities, international funds (including developed and emerging markets), fixed-income, and currency and commodity funds. Balanced: This investment objective category is designed with a combination of equity and fixed-income securities providing the potential for growth of a portion of the capital over time, with a commensurate allocation to fixed-income securities to provide a current income stream. The focus is on using open-end mutual funds, closed-end mutual funds, ETFs, individual equities, and government securities. Although at a neutral weighting the equity and fixed-income portion will approximate 50% each, changing market conditions and our assessment of risk conditions could cause those percentages to differ materially. Income: This investment objective category is designed for those seeking above-average incomes from government, corporate and municipal securities, with the goal of being more tactical and opportunistic in taking advantage of market conditions. The focus is on using open-end mutual funds, closed-end mutual funds, ETFs, and government securities. Equity, Real Estate Investment Trust (REIT), and utility funds may also be used from time to time. The expectation for higher income over a full market cycle will be accompanied by a higher risk profile. Please note that there can be no assurance that the above investment category objectives will be met. Types of Investments TJT Capital Group, LLC primarily focuses on the asset allocation and mutual fund and exchange-traded fund (ETFs) selection, on a discretionary basis, in accordance with the client’s designated investment objectives and goals in conjunction with our assessment of risk conditions. We may also provide advice on any type of investment held in your portfolio at the inception of our advisory relationship. You may request, within reason that we refrain from investing in particular securities or certain types of securities, including restricting purchases of certain mutual funds. You must provide these restrictions to our firm in writing. Assets Under Management As of December 31, 2022, our client assets under management (AUM) were as follows:
• Discretionary client AUM: $314,667,456
• Non-Discretionary client AUM: $0.00