Adviser Profile

As of Date 03/13/2026
Registration SEC, Approved, 09/10/2004
ADV Location LOS ALTOS, CA, United States
Contact Info 650 xxxxxxx
AUM* 105,384,876 13%
of that, discretionary 105,384,876 13%
Number of Employees 4 33%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 423,232 16%
% High Net Worth 34.71% 4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

129M 111M 92M 74M 55M 37M 18M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees