9AT: CONWAY CAPITAL MANAGEMENT, INC.

CONWAY CAPITAL MANAGEMENT, INC.

CONWAY CAPITAL MANAGEMENT, INC.

CONWAY CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	03/20/2026
Registration	SEC, Approved, 05/03/2022
Other registrations (4)	California, Terminated, 12/19/2024 Georgia, Terminated, 12/02/2024 Georgia, Approved, 03/02/2018 California, Approved, 08/06/2012
ADV Location	BURBANK, CA, United States
Contact Info	213 xxxxxxx

AUM^*	231,926,000 25%
of that, discretionary	227,764,327 25%
Number of Employees	1
of those in investment advisory functions	1
Private Fund GAV^*	0
Avg Account Size	1,477,236 -47%
% High Net Worth	61.76% 1%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

228M 195M 163M 130M 98M 65M 33M

2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Conway Capital Management, Inc. provides investment management services to its clients, consisting of high net worth individuals and associated trusts, pension and profit sharing plans, and other legal entities. Clients generally work with Conway under one or more of the following arrangements: - Under a discretionary arrangement – in which the client grants Conway the discretion and authority to supervise, invest and trade assets placed under its management consistent with established client objectives and guidelines.
- Under a non-discretionary arrangement – in which Conway provides varying services based upon mutual agreement. - In providing its services, the standard of care imposed upon Conway shall be to act with the care, skill, prudence and diligence under the circumstances then prevailing that a prudent person acting in a like capacity and familiar with such matters would use in the 2. conduct of an enterprise of a like character and with like aims. Furthermore, whether Conway may acquire, or not acquire, securities or property for itself or for any other client will not be considered in determining the advisability of acquiring or not acquiring similar securities or property for the portfolio account of any client. Conway, in

consultation with each client, structures a portfolio to meet the investment goals, risk tolerance and other guidelines as specified by the client. Client assets are generally invested in equities, fixed income instruments, ETFs (exchange traded funds) and/or mutual funds. Under some circumstances, investments are made in fixed income securities and closed end mutual funds. Some client assets may be invested in certain private investment funds or other separate account vehicles managed by other advisors. Clients can place reasonable restrictions on Conway’s investment discretion. For example, some clients have asked not to sell certain securities where the client has a particularly low tax basis. Conway was founded in 2004 and is solely owned and operated by Daniel Conway. Prior to the founding of Conway Capital Management, Daniel Conway was a Vice President, Investments at Smith Barney where he began his career in the capital markets in 1993. Prior to his career in investments, Mr. Conway was a film executive at Paramount Pictures. As of March 26 2024, Conway managed approximately $186 million. Including on a discretionary basis: 182.5 million and 3.5 million on a non-discretionary basis on behalf of approximately 67 clients and extended family.

CONWAY CAPITAL MANAGEMENT, INC.

CONWAY CAPITAL MANAGEMENT, INC.

CONWAY CAPITAL MANAGEMENT LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

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CONWAY CAPITAL MANAGEMENT, INC. CONWAY CAPITAL MANAGEMENT, INC. CONWAY CAPITAL MANAGEMENT LLC

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Brochure Summary

Overview

CONWAY CAPITAL MANAGEMENT, INC.

CONWAY CAPITAL MANAGEMENT, INC.

CONWAY CAPITAL MANAGEMENT LLC