Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 02/02/1999
ADV Location SAN DIEGO, CA, United States
Contact Info 858 xxxxxxx
Websites
AUM* 351,202,738 22%
of that, discretionary 351,202,738 22%
Number of Employees 6 20%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 632,798 23%
% High Net Worth 78.41% 7%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

351M 301M 251M 201M 151M 100M 50M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary