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Adviser Profile

As of Date 09/18/2026
Registration SEC, Approved, 04/23/2021
Other registrations (2)
Contact Info (78 xxxxxxx
Websites
AUM* 342,000,000 23%
of that, discretionary 307,000,000 31%
Number of Employees 6 -25%
of those in investment advisory functions 4 33%
Private Fund GAV* 0
Avg Account Size 509,687 3%
% High Net Worth 88.47% 21%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

307M 263M 219M 175M 132M 88M 44M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees