Adviser Profile

As of Date 02/25/2026
Registration SEC, Approved, 04/09/2021
Other registrations (4)
ADV Location KNOXVILLE, TN, United States
Contact Info 865 xxxxxxx
Websites
AUM* 123,677,943 19%
of that, discretionary 99,998,317 36%
Number of Employees 6
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 136,209 6%
% High Net Worth 10.29% -11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Banking or thrift institutions
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

100M 86M 71M 57M 43M 29M 14M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary