Adviser Profile

AUM* 3,305,788,046 26%
of that, discretionary 2,099,813,361 21%
Number of Employees 28 4%
of those in investment advisory functions 22 5%
Private Fund GAV* 0
Avg Account Size 1,693,539 32%
% High Net Worth 11.96% 39%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 900M 600M 300M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name URISH POPECK & CO., LLC Filing Date01/15/2026 Form ADV-E View Report
Accounting Firm Name URISH POPECK & CO., LLC Filing Date09/27/2024 Form ADV-E View Report
Accounting Firm Name THOMAS GAITENS PC Filing Date06/27/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker314211103 Stock NameFEDERATED HERMES INC $ Position$196,118,138 % Position18.00% $ Change27.00% # Change30.00%
Stck Ticker78463X889 Stock NameSPDR INDEX SHS FDS $ Position$91,847,379 % Position9.00% $ Change11.00% # Change1.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$80,925,832 % Position8.00% $ Change15.00% # Change308.00%
Stck Ticker45409F827 Stock NameNEW YORK LIFE INVTS ACTIVE E $ Position$64,769,183 % Position6.00% $ Change4.00% # Change3.00%
Stck Ticker808524300 Stock NameSCHWAB STRATEGIC TR $ Position$56,853,395 % Position5.00% $ Change19.00% # Change2.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$54,067,217 % Position5.00% $ Change21.00% # Change2.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$42,216,200 % Position4.00% $ Change15.00% # Change0.00%
Stck Ticker464288414 Stock NameISHARES TR $ Position$41,165,767 % Position4.00% $ Change8.00% # Change6.00%
Stck Ticker47103U886 Stock NameJANUS DETROIT STR TR $ Position$32,700,944 % Position3.00% $ Change4.00% # Change4.00%
Stck Ticker464287887 Stock NameISHARES TR $ Position$30,268,204 % Position3.00% $ Change28.00% # Change3.00%

Brochure Summary