9AT: EFG ASSET MANAGEMENT (NORTH AMERICA) CORP

EFG ASSET MANAGEMENT (NORTH AMERICA) CORP

EFG ASSET MANAGEMENT (NORTH AMERICA) CORP

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 03/22/2021
ADV Location	PORTLAND, OR, United States
Contact Info	503 xxxxxxx
Websites

AUM^*	808,927,493 52%
of that, discretionary	806,060,035 51%
Number of Employees	5 -38%
of those in investment advisory functions	4
Private Fund GAV^*	0
Avg Account Size	53,928,500 -60%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Other investment advisers

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

812M 696M 580M 464M 348M 232M 116M

2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

EFG Asset Management (North America) Corp (“EFGAM NA” or the “Firm”), located in Portland, Oregon, commenced operations in February 2021. The Firm is solely owned by EFG International AG, a publicly listed Swiss company subject to supervision by the Swiss Financial Market Supervisory Authority. EFG International AG and its affiliates (collectively, the “EFG Group”) provide discretionary management and investment advisory services to third-party assets. The team that comprises EFGAM NA was a part of EFG Asset Management (Americas) Corp., an affiliate in the EFG Group and an investment adviser registered with the U.S. Securities and Exchange Commission (“SEC”). However, due to an internal strategic restructuring plan, EFG Group formed EFGAM NA as a new entity to focus on advising institutional clients. Advisory Services EFGAM NA provides investment sub-advisory services on a discretionary basis to offshore pooled investment vehicles (each a “Fund” and together, the “Funds”), which are not offered in the United States. The Funds include sub-funds of a UCITS vehicle, New Capital

UCITS Fund plc, managed by EFG Asset Management (UK) Limited (“EFG UK”). The Firm primarily advises on long only U.S. equities strategies. The investment objective and strategy for the Funds are fully described in the offering documents. EFGAM NA provides investment management services to the Funds and does not tailor advice to the individual underlying offshore investors. The Firm intends to advise separately managed accounts for U.S. institutional clients (each an “SMA” and together, the “SMAs”) and may directly advise pooled vehicles or provide additional sub-advisory services. The SMAs will invest primarily in accordance with the same strategies advised for the Funds and together with the Funds are herein referred to as the Firm’s clients (the “clients”). EFGAM NA will manage the institutional SMA clients in accordance with the guidelines and restrictions stated in the investment management agreement (“IMA”). As of December 31, 2023, EFGAM NA manages approximately $533,049,638 in net assets on a discretionary basis and does not manage any assets on a non-discretionary basis.