9AT: UTAH PEAKS CAPITAL

Adviser Profile

As of Date	09/07/2023
Registration status	Terminated
ADV Location	PARK CITY, UT, United States
Contact Info	435 xxxxxxx

AUM^*	300,000,000
of that, discretionary	300,000,000
Number of Employees	10 11%
of those in investment advisory functions	10 11%
Private Fund GAV^*	0
Avg Account Size	300,000,000
SMA’s	No
Private Funds	0 1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- Fixed fees (other than subscription fees)

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser CWCI LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund255.5m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV255.5m	AUM255.5m	#Funds5
Adviser TALL TREE INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM235.3m	#Funds-
Adviser EFG ASSET MANAGEMENT (NORTH AMERICA) CORP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM808.9m	#Funds-
Adviser ALLARD PARTNERS LIMITED	Hedge Fund263.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV263.8m	AUM415.9m	#Funds1
Adviser SHERBROOKE PARK ADVISERS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM748.3m	#Funds-
Adviser L1 CAPITAL GLOBAL INC.	Hedge Fund357.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV357.3m	AUM433.6m	#Funds2
Adviser AUREANA CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM308.1k	#Funds-
Adviser SCIENCAST MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM760.0m	#Funds-
Adviser GULF STREAM ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.6b	#Funds-
Adviser PPM LOAN MANAGEMENT COMPANY 2, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.7b	Venture Capital Fund-	Other Fund180.0m	Total Private Fund GAV2.9b	AUM2.7b	#Funds9

Brochure Summary

Overview

Utah Peaks is a Utah Corporation that was formed on November 18, 2021 and is owned by Emma Jane Worsley. Any references to the “Firm”, “us,” “we,” and “our” in this Brochure refer to Utah Peaks. Any defined terms used in this Brochure not otherwise defined herein, have the definition ascribed to them in the offering documents of the applicable client (as defined below). Utah Peaks has a sub-advisory agreement (“Service Agreement”) to provide investment advisory services to a pooled investment vehicle overseen by an investment manager (“Investment Manager” or “Client”). Emma Jane Worsley, the Vice President and Treasurer of the Firm, is the sole owner of Utah Peaks. All discussions of the Client in this Brochure, including but not limited to their investments, the strategies used in sub-advising the pooled investment vehicle, the

fees and other costs associated with sub-advising services, and conflicts of interest faced by the Firm in connection with sub-advising services, are qualified in their entirety by reference to the pooled investment vehicle’s offering documents and Investment Management Agreement. Utah Peaks tailors its investment advisory services to the strategies and conditions set forth in the Firm’s Service Agreement. The Service Agreement generally contains provisions and trading restrictions specific to Utah Peaks. Utah Peaks’ oversight is generally focused on monitoring the Firm’s compliance with any applicable investment guidelines and parameters. Utah Peaks does not participate in any wrap fee programs. As of December 31, 2022, Utah Peaks manages $300,000,000 of regulatory assets under management, all managed on a discretionary basis.

UTAH PEAKS CAPITAL

UTAH PEAKS CAPITAL

UTAH PEAKS CAPITAL, INC.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

Need help?

Send a question to 9AT support.

UTAH PEAKS CAPITAL UTAH PEAKS CAPITAL UTAH PEAKS CAPITAL, INC.

Adviser Profile

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

UTAH PEAKS CAPITAL

UTAH PEAKS CAPITAL

UTAH PEAKS CAPITAL, INC.