9AT: GULF STREAM ASSET MANAGEMENT

Adviser Profile

As of Date	10/07/2023
Registration status	Terminated
ADV Location	CHARLOTTE, NC, United States
Contact Info	704 xxxxxxx
Websites

AUM^*	2,620,022,081
of that, discretionary	2,620,022,081
Number of Employees	14
of those in investment advisory functions	12
Private Fund GAV^*	0
Avg Account Size	436,670,347
SMA’s	No
Private Funds	0 7

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PPM LOAN MANAGEMENT COMPANY 2, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund2.7b	Venture Capital Fund-	Other Fund180.0m	Total Private Fund GAV2.9b	AUM2.7b	#Funds9
Adviser BG AMERICA LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM311.1m	#Funds-
Adviser RAM ACTIVE INVESTMENTS S.A.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.4b	#Funds-
Adviser LYNX ASSET MANAGEMENT AB	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.4b	#Funds-
Adviser BLUEMOUNTAIN FUJI MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund1.2b	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM1.2b	#Funds4
Adviser EFG ASSET MANAGEMENT (NORTH AMERICA) CORP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM808.9m	#Funds-
Adviser TALL TREE INVESTMENT MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM235.3m	#Funds-
Adviser ABRDN ALTERNATIVE FUNDS LIMITED	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.2b	#Funds-
Adviser CWCI LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund255.5m	Venture Capital Fund-	Other Fund-	Total Private Fund GAV255.5m	AUM255.5m	#Funds5
Adviser UTAH PEAKS CAPITAL	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM300.0m	#Funds-

Brochure Summary

Overview

Advisory Business Gulf Stream Asset Management, LLC (“GSM”) was formed as a Delaware Limited Liability Company on September 25, 2017, and commenced operations on May 23, 2019. Its principal place of business is at Capitol Towers South, 4305 Congress Street, Suite 125, Charlotte, NC 28209. GSM is owned by Mr. Mark B. Mahoney, its CEO and Founder (84%) and Redding Ridge Investments Subsidiary LLC (16%). GSM advises and holds certain CLO Funds and warehouse vehicles (“CLO Warehouses”) and our advice is limited to those activities. The CLO Funds are organized in the Cayman Islands, United States (“U.S.”) or the European Union (“EU”) as exempted companies that rely on Section 3(c)(7) of the Investment Company Act of 1940 (the “1940 Act”), or other applicable exceptions or exemptions under the 1940 Act, as the basis for their exemption from the registration requirements of the 1940 Act. We provide investment advice to CLO Funds (the “Funds” or the “CLOs”) regarding U.S. institutional leveraged loans, high yield debt corporate debt instruments, other derivatives, structured credit products and other credit debt investments

(“Credit Instruments”). Credit Instruments are generally made by direct purchases with major financial institutions. GSM may also use leverage in pursuing Funds’ investment objectives. GSM’s objective in managing the investment portfolio of each Fund is to achieve preservation of principal and above average returns via income and capital appreciation. The advisory relationship between each Fund and GSM is governed by the respective investment management agreement between the CLO and GSM (“Management Agreement”) and the terms of other relevant Fund governing documents. Accordingly, our advisory services are tailored to the specific needs of each Fund. In connection with providing investment management services, GSM is appointed as investment adviser with discretionary trading authorization for the Funds. Advice is provided in accordance with the investment objectives and guidelines set forth in each Fund’s governing documents and investment guidelines and thus the Funds may impose certain restrictions on investments. As of December 31, 2022, GSM had $2,620,022,081 of assets under management, all on a discretionary basis.

GULF STREAM ASSET MANAGEMENT

GULF STREAM ASSET MANAGEMENT

MERIDIAN CREDIT MANAGEMENT LLC

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Client Types

Advisory Activities

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Employees

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Overview

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GULF STREAM ASSET MANAGEMENT GULF STREAM ASSET MANAGEMENT MERIDIAN CREDIT MANAGEMENT LLC

Related Companies

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Similar advisers

Brochure Summary

Overview

GULF STREAM ASSET MANAGEMENT

GULF STREAM ASSET MANAGEMENT

MERIDIAN CREDIT MANAGEMENT LLC