9AT: LYNX ASSET MANAGEMENT AB

LYNX ASSET MANAGEMENT AB

LYNX ASSET MANAGEMENT AB

Adviser Profile

As of Date	03/26/2026
Registration	SEC, Approved, 12/05/2016
ADV Location	STOCKHOLM, Sweden
Contact Info	004 xxxxxxx
Websites

AUM^*	1,376,000,000 -22%
of that, discretionary	1,376,000,000 -22%
Number of Employees	107 8%
of those in investment advisory functions	76 55%
Private Fund GAV^*	0
Avg Account Size	68,800,000 -26%
SMA’s	No
Private Funds	0

Adviser Type

- Large advisory firm
- Outside the United States

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

6B 5B 4B 3B 3B 2B 847M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Lynx Asset Management AB (“Lynx”, the “Company”, ”we”, or “our”), a Swedish limited liability company founded in 1999, is a licensed Alternative Investment Fund Manager that has been supervised by Finansinspektionen (the Swedish Financial Supervisory Authority) since April 19, 2000. Lynx is also registered as a commodity trading advisor (“CTA”) with the U.S. Commodity Futures Trading Commission (“CFTC”) as of August 16, 2011 and is a member of the U.S. National Futures Association (“NFA”). Such registrations and membership do not imply that Finansinspektionen, the CFTC or the NFA have endorsed Lynx’s qualification to provide investment advisory services. Advisory Services Lynx is a quantitative asset management firm. Lynx offers systematic investment programs with a completely integrated and systematized investment methodology, from signal generation to execution and risk management. Pursuant to the investment strategies, Lynx engages in trading in futures contracts on the global futures and over-the-counter (“OTC”) markets. The investment strategies are available through several fund vehicles (the “Fund(s)”) and separately managed accounts (the “Managed Accounts”) (together the “Accounts”), the latter always subject to certain minimum initial investments and in the Company’s sole and absolute discretion. The Funds are

managed in accordance with each offering document and applicable investment guidelines (if any). Accordingly, management of the Funds is not tailored to any particular Fund investor. Further information about each Fund can be found in the Fund’s offering documents. For Fund investments, each investor completes a subscription document prior to investing into a specific Fund. With respect to each Managed Account, we may modify and individually tailor the investment strategy, as necessary, to meet any specific investor preference. For Managed Accounts, at the commencement of the advisory relationship, each investor executes an investment management/advisory agreement which governs the relationship between the investor and Lynx. As of December 31, 2023, Lynx Asset Management manages investor assets, on a discretionary basis, amounting to approximately US $6.79 billion. The regulatory assets under management stated in 5F of Form ADV Part 1A is approximately US $1.76 billion. Principal Ownership The Company is jointly owned by its two founding partners (48,58% voting rights and 35,24% capital interest including indirect holdings), members of staff (excl. the two founding partners) (13,42% voting rights and 26,76% capital interest) and Brummer & Partners AB (“Brummer & Partners”) (38%). Patrik Brummer is the principal owner of Brummer & Partners. Lynx does not manage any wrap fee accounts. 5(31)