Adviser Profile

AUM* 1,588,275,994 49%
of that, discretionary 1,588,275,994 49%
Number of Employees 14
of those in investment advisory functions 7 17%
Private Fund GAV* 0
Avg Account Size 1,581,948 46%
% High Net Worth 40.04% 30%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

2B 1B 1B 908M 681M 454M 227M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker46090E103 Stock NameINVESCO QQQ TRUST SERIES I $ Position$74,622,169 % Position10.00% $ Change16.00% # Change-9.00%
Stck Ticker037833100 Stock NameAPPLE INC COM $ Position$62,572,406 % Position8.00% $ Change13.00% # Change-1.00%
Stck Ticker02079K305 Stock NameALPHABET INC CAP STK CL A $ Position$49,916,994 % Position7.00% $ Change25.00% # Change1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC COM $ Position$43,617,783 % Position6.00% $ Change14.00% # Change0.00%
Stck Ticker808524300 Stock NameSCHWAB U.S. LARGE-CAP GROWTH ETF $ Position$42,169,155 % Position6.00% $ Change9.00% # Change-6.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP COM $ Position$39,144,420 % Position5.00% $ Change2.00% # Change1.00%
Stck Ticker46138G649 Stock NameINVESCO NASDAQ 100 ETF $ Position$30,368,593 % Position4.00% $ Change61.00% # Change27.00%
Stck Ticker46137V241 Stock NameINVESCO S&P 500 QUALITY ETF $ Position$27,394,806 % Position4.00% $ Change25.00% # Change4.00%
Stck Ticker060505104 Stock NameBANK OF AMER CORP COM $ Position$25,720,495 % Position3.00% $ Change16.00% # Change-1.00%
Stck Ticker921946406 Stock NameVANGUARD HIGH DIVIDEND YIELD INDEX ETF $ Position$18,356,689 % Position2.00% $ Change15.00% # Change8.00%

Brochure Summary