Adviser Profile

As of Date 04/30/2026
Registration SEC, Approved, 04/07/2014
Other registrations (4)
ADV Location LAKE FOREST, CA, United States
Contact Info 760 xxxxxxx
Websites
AUM* 515,799,473 26%
of that, discretionary 515,799,473 26%
Number of Employees 8
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 769,850 9%
% High Net Worth 23.28% 10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

516M 442M 368M 295M 221M 147M 74M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287440 Stock NameISHARES TR $ Position$55,415,646 % Position11.00% $ Change6.00% # Change6.00%
Stck Ticker464288281 Stock NameISHARES TR $ Position$53,732,800 % Position10.00% $ Change17.00% # Change14.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$50,677,034 % Position10.00% $ Change # Change
Stck Ticker46435G672 Stock NameISHARES TR $ Position$44,153,272 % Position9.00% $ Change2.00% # Change1.00%
Stck Ticker46435G326 Stock NameISHARES TR $ Position$35,675,378 % Position7.00% $ Change15.00% # Change8.00%
Stck Ticker46432F396 Stock NameISHARES TR $ Position$30,759,955 % Position6.00% $ Change85.00% # Change30.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$31,254,929 % Position6.00% $ Change27.00% # Change0.00%
Stck Ticker81369Y605 Stock NameSELECT SECTOR SPDR TR $ Position$27,216,509 % Position5.00% $ Change36.00% # Change25.00%
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$24,484,457 % Position5.00% $ Change17.00% # Change316.00%
Stck Ticker922042858 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$25,546,801 % Position5.00% $ Change22.00% # Change11.00%

Brochure Summary