Adviser Profile

As of Date 01/20/2026
Registration SEC, Approved, 02/16/2021
ADV Location RALEIGH, NC, United States
Contact Info 919 xxxxxxx
Websites
AUM* 308,321,846 36%
of that, discretionary 306,329,055 36%
Number of Employees 6 -14%
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 339,562 28%
% High Net Worth 12.00% 119%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

306M 263M 219M 175M 131M 88M 44M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVanguard Ttl Stk $ Position$166,360,880 % Position53.00% $ Change15.00% # Change0.00%
Stck Ticker464287440 Stock NameiShs 7-10 ys Tsy $ Position$39,713,537 % Position13.00% $ Change1.00% # Change2.00%
Stck Ticker808524854 Stock NameSchwab Inter Tsy $ Position$35,451,748 % Position11.00% $ Change1.00% # Change2.00%
Stck Ticker922042775 Stock NameVanguard FTSE All $ Position$21,901,211 % Position7.00% $ Change11.00% # Change0.00%
Stck Ticker808524102 Stock NameSchwb US Broad $ Position$12,161,487 % Position4.00% $ Change11.00% # Change-3.00%
Stck Ticker922907746 Stock NameVanguard Tx Ex Bd $ Position$9,122,710 % Position3.00% $ Change12.00% # Change11.00%
Stck Ticker464287457 Stock NameiShs Lehman 1-3Tsy $ Position$8,682,968 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker808524805 Stock NameSchwab Intl Equity $ Position$4,741,347 % Position2.00% $ Change11.00% # Change-1.00%
Stck Ticker78468R663 Stock NameSPDR Brcy1-3 Ser $ Position$4,075,414 % Position1.00% $ Change8.00% # Change8.00%
Stck Ticker037833100 Stock NameApple $ Position$1,672,501 % Position1.00% $ Change14.00% # Change0.00%