Adviser Profile

As of Date 04/30/2026
Registration SEC, Approved, 10/07/2022
ADV Location WINSTON SALEM, NC, United States
Contact Info 336 xxxxxxx
Websites
AUM* 245,163,421 39%
of that, discretionary 240,593,311 40%
Number of Employees 8 -27%
of those in investment advisory functions 5 -17%
Private Fund GAV* 0
Avg Account Size 244,919 22%
% High Net Worth 12.90% -2%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

241M 206M 172M 137M 103M 69M 34M
2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A854 Stock NameSPDR SERIES TRUST $ Position$14,879,398 % Position8.00% $ Change18.00% # Change3.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$11,275,357 % Position6.00% $ Change9.00% # Change9.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$8,502,257 % Position5.00% $ Change5.00% # Change-2.00%
Stck Ticker31609A305 Stock NameFIDELITY COVINGTON TRUST $ Position$8,535,713 % Position5.00% $ Change82.00% # Change56.00%
Stck Ticker14020V108 Stock NameCAPITAL GROUP CORE EQUITY ET $ Position$9,575,223 % Position5.00% $ Change28.00% # Change11.00%
Stck Ticker14020Y508 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$8,142,818 % Position4.00% $ Change18.00% # Change19.00%
Stck Ticker46138E339 Stock NameINVESCO EXCH TRADED FD TR II $ Position$6,549,478 % Position4.00% $ Change # Change
Stck Ticker464287226 Stock NameISHARES TR $ Position$4,973,392 % Position3.00% $ Change2.00% # Change2.00%
Stck Ticker78468R101 Stock NameSPDR SERIES TRUST $ Position$5,657,315 % Position3.00% $ Change-2.00% # Change-2.00%
Stck Ticker78464A474 Stock NameSPDR SERIES TRUST $ Position$5,016,188 % Position3.00% $ Change-4.00% # Change-4.00%

Brochure Summary