9AT: DUNHAM LANE CAPITAL PARTNERS LLC

DUNHAM LANE CAPITAL PARTNERS LLC

DUNHAM LANE CAPITAL PARTNERS LLC

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 10/09/2019
Other registrations (6)	Massachusetts, Terminated, 11/20/2019 Virginia, Terminated, 11/04/2019 Pennsylvania, Terminated, 10/31/2019 Florida, Terminated, 10/29/2019 New York, Terminated, 10/29/2019 Texas, Terminated, 10/29/2019
ADV Location	GREENWICH, CT, United States
Contact Info	203 xxxxxxx
Websites

AUM^*	117,168,000 10%
of that, discretionary	117,168,000 10%
Number of Employees	2
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	539,945 19%
% High Net Worth	48.98% 12%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

117M 100M 84M 67M 50M 33M 17M

2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

A. Firm Description Dunham Lane Capital Partners LLC (“DLCP” or the “Firm”) was organized as a Delaware limited liability company on March 4th, 2016. DLCP’s current business activities consist of providing investment advisory services utilizing its investment strategy, including providing discretionary investment management services to qualifying individuals and entities through separately managed accounts. The managers of DLCP are Stephen L. Huntzinger and Anthony L. Olivieri. The principal owners of DLCP are Constantia Ventures LLC and Huntzinger Holdings LLC. The principal owner of Constantia Ventures LLC is Anthony L. Olivieri. The principal owner of Huntzinger Holdings LLC is Stephen L. Huntzinger. B. Types of Advisory Services DLCP provides discretionary asset management services and utilizes a separately managed account platform to direct investments on behalf of its clients. This platform allows each client to possess an individual account housed with the custodian that DLCP will maintain full trading discretion over. The separately managed account setup allows increased transparency for clients as they can view the details of their account at any time through the custodian. The platform also gives the client and DLCP the ability to liquidate

some or all of the client’s assets in a timely and orderly fashion without hindering the investment performance of other clients of DLCP. DLCP also believes that utilizing separately managed accounts is currently the most cost-effective way to operate for both the client and DLCP. DLCP is responsible for providing ongoing analysis and continuous monitoring of our client’s securities holdings. Our advice with respect to constructing portfolios and managed programs include investments in common stocks, exchange traded funds, exchange traded notes, bonds, currencies, and options. C. Tailored Relationships Excluding special circumstances, DLCP does not tailor its advisory services by client. DLCP employs the same capital allocation strategy across all of its accounts that it deems will provide the maximum risk adjusted return for all of its clients. DLCP’s clients understand that their account holdings will closely reflect those of other clients of DLCP. DLCP clients may not impose restrictions in certain securities or types. D. Wrap Fee Programs DLCP is not a participant in, or a sponsor of, any wrap fee program. E. Assets under Management DLCP manages approximately $98,389,000 in assets as of December 31, 2023.