Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 08/31/2020
Other registrations (4)
ADV Location CINCINNATI, OH, United States
Contact Info 513 xxxxxxx
Websites
AUM* 235,415,875 29%
of that, discretionary 235,415,875 29%
Number of Employees 7
of those in investment advisory functions 7
Private Fund GAV* 0
Avg Account Size 436,764 -54%
% High Net Worth 29.56% 169%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

235M 202M 168M 135M 101M 67M 34M
2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary