Adviser Profile

As of Date 06/12/2026
Registration SEC, Approved, 07/05/2019
Other registrations (5)
ADV Location PHOENIX, AZ, United States
Contact Info (48 xxxxxxx
Websites
AUM* 480,696,777 50%
of that, discretionary 480,696,777 50%
Number of Employees 11 10%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 447,160 23%
% High Net Worth 45.98% -3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

481M 412M 343M 275M 206M 137M 69M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary