Adviser Profile

As of Date 08/31/2026
Registration SEC, Approved, 09/23/2019
Other registrations (3)
ADV Location LYNCHBURG, VA, United States
Contact Info 434 xxxxxxx
Websites
AUM* 403,263,630 48%
of that, discretionary 402,675,681 48%
Number of Employees 8 14%
of those in investment advisory functions 8 14%
Private Fund GAV* 0
Avg Account Size 667,655 28%
% High Net Worth 46.26% 55%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

330M 283M 236M 189M 142M 94M 47M
2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name CAVANAUGH NELSON PLC Filing Date01/22/2026 Form ADV-E View Report
Accounting Firm Name CAVANAUGH NELSON PLC Filing Date08/02/2024 Form ADV-E View Report
Accounting Firm Name CAVANAUGH NELSON PLC Filing Date12/28/2023 Form ADV-E View Report

Brochure Summary