Adviser Profile

As of Date 12/06/2023
Registration status Terminated
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 999,271,175 -21%
of that, discretionary 993,848,866 -21%
Number of Employees 9 -10%
of those in investment advisory functions 3 -25%
Private Fund GAV* 0
Avg Account Size 1,676,629 -23%
% High Net Worth 88.01% -4%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 896M 717M 538M 359M 179M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

No private funds

Employees