Adviser Profile

As of Date 01/22/2026
Registration SEC, Approved, 08/22/1986
ADV Location SAN DIEGO, CA, United States
Contact Info 858 xxxxxxx
Websites
AUM* 388,077,258 5%
of that, discretionary 388,077,258 5%
Number of Employees 3
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 603,542 7%
% High Net Worth 58.67% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

388M 333M 277M 222M 166M 111M 55M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name LAVINE, LOFGREN, MORRIS & ENGELBERG, LLP Filing Date04/16/2025 Form ADV-E View Report
Accounting Firm Name LAVINE, LOFGREN, MORRIS & ENGELBERG, LLP Filing Date04/16/2024 Form ADV-E View Report
Accounting Firm Name LAVINE, LOFGREN, MORRIS & ENGELBERG, LLP Filing Date03/21/2023 Form ADV-E View Report