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Adviser Profile

As of Date 08/27/2026
Registration SEC, Approved, 11/24/2004
ADV Location BALTIMORE, MD, United States
Contact Info 410 xxxxxxx
Websites
AUM* 26,036,166,216 22%
of that, discretionary 25,942,155,978 22%
Number of Employees 131 -4%
of those in investment advisory functions 52 -17%
Private Fund GAV* 0
Avg Account Size 5,036,983 22%
% High Net Worth 51.33% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

26B 22B 19B 15B 11B 7B 4B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name KPMG LLP Filing Date04/08/2026 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date08/20/2024 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date09/28/2023 Form ADV-E View Report

Brochure Summary