9AT: INTELLIGENT WEALTH SOLUTIONS LLC

INTELLIGENT WEALTH SOLUTIONS LLC

INTELLIGENT WEALTH SOLUTIONS LLC

Adviser Profile

As of Date	03/12/2026
Registration	SEC, Approved, 04/12/2019
ADV Location	AUSTIN, TX, United States
Contact Info	877 xxxxxxx

AUM^*	961,026,206 52%
of that, discretionary	961,026,206 52%
Number of Employees	6 20%
of those in investment advisory functions	6 50%
Private Fund GAV^*	0
Avg Account Size	304,508 19%
% High Net Worth	4.06% 3%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Commissions

Reported AUM

961M 824M 686M 549M 412M 275M 137M

2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Page 4 A. Intelligent Wealth Solutions LLC Intelligent Wealth Solutions LLC (“IWS” and/or “the firm”), is a limited liability company organized under the laws of the State of Texas. IWS is owned by Waterloo Capital, L.P. (90%) and Bennett Woodward (10%). John Chatmas is the firm’s Manager/CEO. IWS has been providing investment management services since April 2019. B. Advisory Services Offered IWS provides asset management services as a sub-adviser to third-party investment advisers. IWS manages model portfolios for third-party investment adviser firm clients as described in Item 8 of this brochure, who then offer such model portfolios to their advisory clients. IWS offers model portfolios that include securities and strategies as itemized in Item 8 of this Brochure. Clients may access IWS solely through a third-party investment adviser approved to conduct business on a particular custodian investment advisory platform. Responsibility for determining whether IWS’s investment management services are appropriate for

a particular client is vested exclusively with the third-party investment adviser. IWS offers two different model portfolios: The Newton Alpha Model Portfolios and the Newton Risk Weighted Model Portfolios, which are further described in Item 8 of this brochure. C. Client-Tailored Services and Client-Imposed Restrictions IWS may develop customized portfolios for the client(s). Clients select a category of risk based on an assessment of their individual investor relationships’ risk tolerance and investment objectives. Clients may, however, impose reasonable restrictions on the management of accounts—for example, restricting the type or amount of security to be purchased in the account or maintaining a specific cash balance in the account. D. Wrap Fee Programs IWS does not participate in wrap fee programs. (Wrap fee programs offer services for one all- inclusive fee.) E. Client Assets Under Management As of December 31, 2022, IWS managed $99,799,399 of discretionary assets. Item 5: Fees and Compensation