Adviser Profile

As of Date 07/07/2026
Registration SEC, Approved, 07/30/2014
Other registrations (1)
ADV Location TAMPA, FL, United States
Contact Info 813 xxxxxxx
Websites
AUM* 614,495,581 8%
of that, discretionary 614,495,581 8%
Number of Employees 10 -33%
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 262,493 67%
% High Net Worth 18.80% 42%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

753M 645M 538M 430M 323M 215M 108M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker44053A440 Stock NameHORIZON FDS $ Position$13,556,303 % Position4.00% $ Change # Change
Stck Ticker464287465 Stock NameISHARES TR $ Position$14,326,316 % Position4.00% $ Change10.00% # Change3.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$14,712,402 % Position4.00% $ Change43.00% # Change0.00%
Stck Ticker92189H748 Stock NameVANECK ETF TRUST $ Position$14,428,494 % Position4.00% $ Change6.00% # Change5.00%
Stck Ticker33740F888 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$10,657,766 % Position3.00% $ Change3.00% # Change3.00%
Stck Ticker33739Q200 Stock NameFIRST TR EXCHANGE-TRADED FD $ Position$9,582,671 % Position3.00% $ Change3.00% # Change3.00%
Stck Ticker46434G764 Stock NameISHARES INC $ Position$11,314,979 % Position3.00% $ Change31.00% # Change1.00%
Stck Ticker921910816 Stock NameVANGUARD WORLD FD $ Position$11,443,460 % Position3.00% $ Change16.00% # Change385.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$5,886,654 % Position2.00% $ Change20.00% # Change19.00%
Stck Ticker464288588 Stock NameISHARES TR $ Position$8,026,463 % Position2.00% $ Change4.00% # Change5.00%

Brochure Summary