Adviser Profile

As of Date 02/19/2026
Registration SEC, Approved, 09/27/2017
Other registrations (2)
ADV Location CARLSBAD, CA, United States
Contact Info (76 xxxxxxx
Websites
AUM* 459,283,506 61%
of that, discretionary 454,656,919 63%
Number of Employees 12 71%
of those in investment advisory functions 11 120%
Private Fund GAV* 0
Avg Account Size 390,880 31%
% High Net Worth 40.00% -10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

455M 390M 325M 260M 195M 130M 65M
2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$133,466,634 % Position33.00% $ Change17.00% # Change1.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$64,753,495 % Position16.00% $ Change13.00% # Change1.00%
Stck Ticker25434V732 Stock NameDIMENSIONAL ETF TRUST $ Position$38,931,316 % Position10.00% $ Change17.00% # Change-1.00%
Stck Ticker25434V815 Stock NameDIMENSIONAL ETF TRUST $ Position$35,782,292 % Position9.00% $ Change13.00% # Change2.00%
Stck Ticker92206C409 Stock NameVANGUARD SCOTTSDALE FDS $ Position$15,465,175 % Position4.00% $ Change13.00% # Change13.00%
Stck Ticker25434V781 Stock NameDIMENSIONAL ETF TRUST $ Position$14,940,438 % Position4.00% $ Change3.00% # Change1.00%
Stck Ticker025072356 Stock NameAMERICAN CENTY ETF TR $ Position$13,701,414 % Position3.00% $ Change14.00% # Change6.00%
Stck Ticker92206C706 Stock NameVANGUARD SCOTTSDALE FDS $ Position$14,095,762 % Position3.00% $ Change9.00% # Change10.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$12,668,778 % Position3.00% $ Change5.00% # Change5.00%
Stck Ticker808524102 Stock NameSCHWAB STRATEGIC TR $ Position$6,914,143 % Position2.00% $ Change12.00% # Change-3.00%

Brochure Summary