Adviser Profile

AUM* 3,210,026,097 70%
of that, discretionary 2,945,923,991 56%
Number of Employees 74 -1%
of those in investment advisory functions 74 -1%
Private Fund GAV* 0
Avg Account Size 169,056 65%
% High Net Worth 6.51% -12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

3B 3B 2B 2B 1B 842M 421M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$255,766,734 % Position10.00% $ Change17.00% # Change1.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$118,561,785 % Position5.00% $ Change27.00% # Change0.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$112,958,489 % Position4.00% $ Change20.00% # Change4.00%
Stck Ticker00162Q346 Stock NameALPS ETF TR $ Position$107,706,112 % Position4.00% $ Change115.00% # Change115.00%
Stck Ticker97717W307 Stock NameWISDOMTREE TR $ Position$115,260,971 % Position4.00% $ Change11.00% # Change3.00%
Stck Ticker97717Y782 Stock NameWISDOMTREE TR $ Position$70,471,501 % Position3.00% $ Change13.00% # Change-3.00%
Stck Ticker921943858 Stock NameVANGUARD TAX-MANAGED FDS $ Position$74,586,563 % Position3.00% $ Change12.00% # Change1.00%
Stck Ticker81369Y803 Stock NameSELECT SECTOR SPDR TR $ Position$55,697,035 % Position2.00% $ Change-23.00% # Change-46.00%
Stck Ticker81369Y605 Stock NameSELECT SECTOR SPDR TR $ Position$44,255,401 % Position2.00% $ Change692.00% # Change629.00%
Stck Ticker81369Y407 Stock NameSELECT SECTOR SPDR TR $ Position$39,416,234 % Position2.00% $ Change0.00% # Change-7.00%

Brochure Summary