9AT: TRITON WEALTH MANAGEMENT, PLLC

TRITON WEALTH MANAGEMENT, PLLC

TRITON WEALTH MANAGEMENT, PLLC

ROXBURY ADVISORS LLC

Adviser Profile

As of Date	07/09/2026
Registration	SEC, Approved, 11/16/2018
ADV Location	SUN CITY, AZ, United States
Contact Info	(62 xxxxxxx
Websites

AUM^*	405,097,587 7%
of that, discretionary	405,097,587 7%
Number of Employees	9
of those in investment advisory functions	9
Private Fund GAV^*	0
Avg Account Size	234,296 -15%
% High Net Worth	17.23% 15%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

405M 347M 289M 231M 174M 116M 58M

2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name SEMPLE, MARCHAL & COOPER, LLP	Filing Date11/14/2025	Form ADV-E View Report

Brochure Summary

Overview

Our firm is dedicated to providing individuals and other types of clients with a wide array of investment advisory services. Our firm is a limited liability company formed under the laws of the State of Arizona in 2016 and has been in business as an investment adviser since 2018. The ownership of our firm is shared equally among Cody Ashton, David Dorsey, Michael Bird and William Mitton, who are also Investment Adviser Representatives (“IARs”). The purpose of this Brochure is to disclose the conflicts of interest associated with the investment transactions, compensation and any other matters related to investment decisions made by our firm or its representatives. As a fiduciary, it is our duty to always act in the client’s best interest. This is accomplished in part by knowing our client. Our firm has established a service-oriented advisory practice with open lines of communication for many different types of clients to help meet their financial goals while remaining sensitive to risk tolerance and time horizons. Working with clients to understand their investment objectives while educating them about our process, facilitates the kind of working relationship we value. Types of Advisory Services Offered Comprehensive Portfolio Management: As part of our Comprehensive Portfolio Management service clients will be provided asset management and financial planning or consulting services. This service is designed to assist clients in meeting their financial goals through the use of

a financial plan or consultation. Our firm conducts client meetings to understand their current financial situation, existing resources, financial goals, and tolerance for risk. Based on what is learned, an investment approach is presented to the client, consisting of individual stocks, bonds, ETFs, options, mutual funds and other public and private securities or investments. Once the appropriate portfolio has been determined, portfolios are continuously and regularly monitored, and if necessary, rebalanced based upon the client’s individual needs, stated goals and objectives. Upon client request, our firm provides a summary of observations and recommendations for the planning or consulting aspects of this service. Tailoring of Advisory Services Our firm offers individualized investment advice to our Comprehensive Portfolio Management clients. Each Comprehensive Portfolio Management client has the opportunity to place reasonable restrictions on the types of investments to be held in the portfolio. Restrictions on investments in certain securities or types of securities may not be possible due to the level of difficulty this would entail in managing the account. Participation in Wrap Fee Programs Our firm does not offer or sponsor a wrap fee program. ADV Part 2A – Firm Brochure Page 5 Triton Wealth Management, PLLC Regulatory Assets Under Management Our firm manages $309,095,348 on a discretionary basis and $0 on a non-discretionary basis as of December 31, 2022.

TRITON WEALTH MANAGEMENT, PLLC

TRITON WEALTH MANAGEMENT, PLLC

ROXBURY ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Brochure Summary

Overview

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TRITON WEALTH MANAGEMENT, PLLC TRITON WEALTH MANAGEMENT, PLLC ROXBURY ADVISORS LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Brochure Summary

Overview

TRITON WEALTH MANAGEMENT, PLLC

TRITON WEALTH MANAGEMENT, PLLC

ROXBURY ADVISORS LLC