Adviser Profile

As of Date 03/05/2026
Registration SEC, Approved, 04/12/2018
Other registrations (5)
Contact Info 407 xxxxxxx
Websites
AUM* 153,648,538 5%
of that, discretionary 153,648,538 5%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 402,221 2%
% High Net Worth 35.86% 18%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

154M 132M 110M 88M 66M 44M 22M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PLANTE MORAN Filing Date07/02/2025 Form ADV-E View Report
Accounting Firm Name PLANTE MORAN Filing Date10/04/2024 Form ADV-E View Report
Accounting Firm Name PLANTE MORAN Filing Date11/17/2023 Form ADV-E View Report

Brochure Summary