Adviser Profile

As of Date 04/27/2026
Registration SEC, Approved, 03/16/2018
ADV Location WALNUT CREEK, CA, United States
Contact Info 415 xxxxxxx
Websites
AUM* 597,057,989 11%
of that, discretionary 581,099,257 11%
Number of Employees 10
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 784,570 8%
% High Net Worth 45.86% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

581M 498M 415M 332M 249M 166M 83M
2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$14,206,118 % Position6.00% $ Change9.00% # Change-4.00%
Stck Ticker464287200 Stock NameISHARES TR $ Position$13,468,577 % Position5.00% $ Change23.00% # Change7.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$11,191,595 % Position5.00% $ Change-1.00% # Change-2.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$8,807,473 % Position4.00% $ Change11.00% # Change-3.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$6,191,340 % Position3.00% $ Change15.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$6,296,003 % Position3.00% $ Change19.00% # Change-4.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$4,205,033 % Position2.00% $ Change11.00% # Change-3.00%
Stck Ticker14020Y508 Stock NameCAPITAL GRP FIXED INCM ETF T $ Position$5,335,566 % Position2.00% $ Change285.00% # Change286.00%
Stck Ticker149123101 Stock NameCATERPILLAR INC $ Position$4,265,989 % Position2.00% $ Change47.00% # Change-2.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$4,481,357 % Position2.00% $ Change19.00% # Change7.00%

Brochure Summary