Adviser Profile

As of Date 01/30/2026
Registration SEC, Approved, 09/01/2021
ADV Location CHARLOTTE, NC, United States
Contact Info (70 xxxxxxx
Websites
AUM* 255,776,091 35%
of that, discretionary 255,776,091 35%
Number of Employees 3 -25%
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 528,463 17%
% High Net Worth 46.15% 30%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

256M 219M 183M 146M 110M 73M 37M
2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary