Incorporated in the Commonwealth of Virginia in 1986, Toth Financial provides customized
investment management services on a discretionary basis to various categories of institutional and
individual clients. Toth Financial is owned by Thomas A. Toth, Sr., Kenneth J. Bowen, II, Thomas
A. Bowman, Jr., and Kevin W. Arbogast. As of December 31, 2023, Toth Financial managed
approximately $866,000,000 on a discretionary basis on behalf of 610 clients.
Client assets are generally invested in the common stock of large cap, US based companies that have
grown their earnings and revenues over various business and economic cycles. This allows Toth
Financial to take a “buy and hold” approach that minimizes portfolio turnover.
Account supervision is guided by the stated objectives of the client (i.e., growth, growth & income,
etc.), and all managed accounts will be maintained with an independent custodian. Clients can
impose reasonable restrictions on our management of their accounts.
During the first meeting with a potential client, the following subjects will be covered:
• An overview of the Firm's services and capabilities as a portfolio manager.
• A determination of the investor’s investment objectives, investment time horizon and risk
profile by means of an interview and the completion of a questionnaire.
• An explanation of the advisory contract and current fees.
• An explanation
and copy of SEC Form ADV, Part 2A and 2B and Form CRS, and the Toth
Financial Privacy Disclosure Notice.
Toth Financial serves as the General Partner to a private pooled investment vehicle, the Toth Growth
& Income Fund, LP (Fund) established to engage in the purchase and sale of securities issued
primarily by companies in the United States, but also by foreign companies. Investment advice is
provided directly to the Fund and not individually to the investors in the Fund. Nothing herein
constitutes or shall be deemed to constitute an offer to sell or the solicitation of an offer to purchase
Fund interests. Such an offer may be made only by means of the private placement memorandum
(or other similar documentation) and only to the person to whom such memorandum is actually
delivered.
Up to and including $ 1,000,000 1.30% per annum
Greater than $ 1,000,000 and up to $ 1,750,000 1.20% per annum
Greater than $ 1,750,000 and up to $ 2,500,000 1.10% per annum
Greater than $ 2,500,000 and up to $ 3,750,000 1.00% per annum
Greater than $ 3,750,000 and up to $ 5,000,000 0.90% per annum
Greater than $ 5,000,000 and up to $ 10,000,000 0.80% per annum
Greater than $ 10,000,000 and up to $ 25,000,000 0.70% per annum
Greater than $ 25,000,000 and up to $ 50,000,000 0.60% per annum
Greater than $ 50,000,000 and up to $100,000,000 0.50% per annum
Greater than $100,000,000 0.40% per annum