TOTH FINANCIAL ADVISORY CORP other names

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Adviser Profile

As of Date:

03/20/2024

Adviser Type:

- Large advisory firm

Number of Employees:

18 5.88%

of those in investment advisory functions:

9

Registration:

SEC, Approved, 8/21/1986

AUM:

865,899,358 14.88%

of that, discretionary:

848,980,702 15.14%

Private Fund GAV:

27,688,850

Avg Account Size:

405,954 3.41%

% High Net Worth:

33.93% -1.34%

SMA’s:

YES

Private Funds:

1

Contact Info

703 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
863M 740M 617M 493M 370M 247M 123M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News



Private Funds Structure

Fund Type Count GAV
Hedge Fund 1 $27,688,850

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Private Funds



Employees




Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
594918104 MICROSOFT CORP $29,663,644 4.00% 4.00% -2.00%
74347R206 PROSHARES TR $21,751,544 3.00% 11.00% -3.00%
037833100 APPLE INC $19,802,803 3.00% 24.00% 1.00%
337738108 FISERV INC $20,889,000 3.00% -8.00% -1.00%
02079K305 ALPHABET INC $13,261,623 2.00% 22.00% 1.00%
74347R107 PROSHARES TR $11,849,872 2.00% 7.00% 1.00%
74347B698 PROSHARES TR $11,884,845 2.00% -3.00% 0.00%
74348A467 PROSHARES TR $16,376,284 2.00% -6.00% -1.00%
68389X105 ORACLE CORP $13,049,017 2.00% 11.00% -1.00%
57636Q104 MASTERCARD INCORPORATED $12,070,107 2.00% -8.00% 0.00%

Brochure Summary

Overview

Incorporated in the Commonwealth of Virginia in 1986, Toth Financial provides customized investment management services on a discretionary basis to various categories of institutional and individual clients. Toth Financial is owned by Thomas A. Toth, Sr., Kenneth J. Bowen, II, Thomas A. Bowman, Jr., and Kevin W. Arbogast. As of December 31, 2023, Toth Financial managed approximately $866,000,000 on a discretionary basis on behalf of 610 clients. Client assets are generally invested in the common stock of large cap, US based companies that have grown their earnings and revenues over various business and economic cycles. This allows Toth Financial to take a “buy and hold” approach that minimizes portfolio turnover. Account supervision is guided by the stated objectives of the client (i.e., growth, growth & income, etc.), and all managed accounts will be maintained with an independent custodian. Clients can impose reasonable restrictions on our management of their accounts. During the first meeting with a potential client, the following subjects will be covered:
• An overview of the Firm's services and capabilities as a portfolio manager.
• A determination of the investor’s investment objectives, investment time horizon and risk profile by means of an interview and the completion of a questionnaire.
• An explanation of the advisory contract and current fees.
• An explanation
and copy of SEC Form ADV, Part 2A and 2B and Form CRS, and the Toth Financial Privacy Disclosure Notice. Toth Financial serves as the General Partner to a private pooled investment vehicle, the Toth Growth & Income Fund, LP (Fund) established to engage in the purchase and sale of securities issued primarily by companies in the United States, but also by foreign companies. Investment advice is provided directly to the Fund and not individually to the investors in the Fund. Nothing herein constitutes or shall be deemed to constitute an offer to sell or the solicitation of an offer to purchase Fund interests. Such an offer may be made only by means of the private placement memorandum (or other similar documentation) and only to the person to whom such memorandum is actually delivered. Up to and including $ 1,000,000 1.30% per annum Greater than $ 1,000,000 and up to $ 1,750,000 1.20% per annum Greater than $ 1,750,000 and up to $ 2,500,000 1.10% per annum Greater than $ 2,500,000 and up to $ 3,750,000 1.00% per annum Greater than $ 3,750,000 and up to $ 5,000,000 0.90% per annum Greater than $ 5,000,000 and up to $ 10,000,000 0.80% per annum Greater than $ 10,000,000 and up to $ 25,000,000 0.70% per annum Greater than $ 25,000,000 and up to $ 50,000,000 0.60% per annum Greater than $ 50,000,000 and up to $100,000,000 0.50% per annum Greater than $100,000,000 0.40% per annum