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Adviser Profile

As of Date 07/12/2024
Adviser Type - Large advisory firm
Number of Employees 11 10.00%
of those in investment advisory functions 8
Registration Nevada, Terminated, 08/28/2015
Other registrations (5)
AUM* 228,988,940 12.53%
of that, discretionary 228,988,940 13.65%
Private Fund GAV* 0 -100.00%
Avg Account Size 414,085 31.86%
% High Net Worth 30.56% 17.18%
SMA’s Yes
Private Funds 0 1
Contact Info 208 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

Discretionary
Non-discretionary
220M 189M 157M 126M 94M 63M 31M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287457 Stock NameISHARES TR $ Position$19,306,272 % Position14.00% $ Change24.00% # Change21.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$15,943,522 % Position11.00% $ Change3.00% # Change-3.00%
Stck Ticker78468R663 Stock NameSPDR SER TR $ Position$14,155,639 % Position10.00% $ Change-8.00% # Change-8.00%
Stck Ticker69344A107 Stock NamePGIM ETF TR $ Position$13,003,438 % Position9.00% $ Change-38.00% # Change-38.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$9,997,098 % Position7.00% $ Change21.00% # Change16.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$6,169,343 % Position4.00% $ Change5.00% # Change4.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$4,603,944 % Position3.00% $ Change47.00% # Change39.00%
Stck Ticker05464C101 Stock NameAXON ENTERPRISE INC $ Position$3,750,246 % Position3.00% $ Change35.00% # Change-1.00%
Stck Ticker92204A702 Stock NameVANGUARD WORLD FD $ Position$3,704,639 % Position3.00% $ Change-2.00% # Change-4.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$4,182,733 % Position3.00% $ Change57.00% # Change54.00%

Brochure Summary