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Adviser Profile

As of Date 07/12/2024
Adviser Type - Large advisory firm
Number of Employees 11 10.00%
of those in investment advisory functions 8
Registration Nevada, Terminated, 08/28/2015
Other registrations (5)
AUM* 228,988,940 12.53%
of that, discretionary 228,988,940 13.65%
Private Fund GAV* 0 -100.00%
Avg Account Size 414,085 31.86%
% High Net Worth 30.56% 17.18%
SMA’s Yes
Private Funds 0 1
Contact Info 208 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

Discretionary
Non-discretionary
220M 189M 157M 126M 94M 63M 31M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$19,832,629 % Position13.00% $ Change687578.00% # Change673700.00%
Stck Ticker922908769 Stock NameVANGUARD INDEX FDS $ Position$15,539,641 % Position10.00% $ Change-3.00% # Change-5.00%
Stck Ticker46138G649 Stock NameINVESCO EXCH TRADED FD TR II $ Position$12,176,078 % Position8.00% $ Change134413.00% # Change128471.00%
Stck Ticker921937835 Stock NameVANGUARD BD INDEX FDS $ Position$10,200,423 % Position7.00% $ Change2.00% # Change7.00%
Stck Ticker92206C680 Stock NameVANGUARD SCOTTSDALE FDS $ Position$10,879,763 % Position7.00% $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$8,746,606 % Position6.00% $ Change90.00% # Change86.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$8,341,726 % Position6.00% $ Change99.00% # Change90.00%
Stck Ticker05464C101 Stock NameAXON ENTERPRISE INC $ Position$5,577,693 % Position4.00% $ Change49.00% # Change0.00%
Stck Ticker46641Q837 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$6,275,193 % Position4.00% $ Change2.00% # Change2.00%
Stck Ticker25434V583 Stock NameDIMENSIONAL ETF TRUST $ Position$4,880,784 % Position3.00% $ Change47.00% # Change53.00%

Brochure Summary